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8 Aug 2007, 8:46 am
This is similar to the pay-to-play arrangements found in the 401K context: PAY-TO-PLAY ARRANGEMENTS: Some mutual-fund companies that run retirement plans take a portion of the money they collect from investors and use it to pay consultants. [read post]
5 Aug 2007, 5:03 pm
Washington lawyer Peggy Blake, who recently joined Winston & Strawn as a corporate partner, reports her foreign financial services clients are "very optimistic" about the movement afoot at the Securities and Exchange Commission to adopt a mutual recognition regime. [read post]
3 Aug 2007, 2:38 am
Washington Mutual Bank
U.S. [read post]
1 Aug 2007, 1:41 pm
In other words, I think Washington State's statutory scheme here is i [read post]
26 Jul 2007, 3:15 pm
Days after Wells Fargo, Countrywide and Washington Mutual killed several subprime mortgages popular with spotty borrowers, Wells Fargo let another shoe drop: It will no longer issue subprime loans through brokers. [read post]
26 Jul 2007, 5:24 am
In 1980, it got help from Washington to create "B shares," so-called because these are authorized under section 12-b of the Investment Advisors Act. [read post]
23 Jul 2007, 8:57 am
The SEC said Edward Jones did not adequately disclose its financial incentives to sell mutual funds from the preferred families of mutual funds. [read post]
18 Jul 2007, 7:35 pm
This is similar to the pay-to-play arrangements found in the 401K context: PAY-TO-PLAY ARRANGEMENTS: Some mutual-fund companies that run retirement plans take a portion of the money they collect from investors and use it to pay consultants. [read post]
18 Jul 2007, 9:00 am
Here are some of the alleged offenders - Washington Mutual, Citigroup and Ameriquest Mortgage Co., a unit of Orange County-based ACC Capital Holdings, which is one of the country's largest sub-prime lenders. [read post]
16 Jul 2007, 3:32 pm
The Lavender Scare has held Washington in it's grip for some time. [read post]
8 Jul 2007, 1:06 pm
I spend more time than I should in Washington, D.C. at meetings of foreign policy experts and am struck with how different, and often mutually exclusive, the factual assessments of U.S. power are, even from people who share roughly the same political commitments, left or right.A Superpower--For How Long? [read post]
25 Jun 2007, 1:21 am
Their customers are literally a who's who of the banking industry, from Ford Motor Credit to HBoS to GE Consumer Finance to Washington Mutual. [read post]
25 Jun 2007, 1:21 am
Their customers are literally a who's who of the banking industry, from Ford Motor Credit to HBoS to GE Consumer Finance to Washington Mutual. [read post]
25 Jun 2007, 1:21 am
Their customers are literally a who's who of the banking industry, from Ford Motor Credit to HBoS to GE Consumer Finance to Washington Mutual. [read post]
20 Jun 2007, 5:21 am
SEC Chairman Chris Cox delivered a speech to the New York Society of Security Analysts last Thursday in Washington. [read post]
18 Jun 2007, 2:19 pm
The meeting, held in Washington, D.C., will determine whether to reform 12(b)-1 fees or eliminate them altogether. [read post]
14 Jun 2007, 11:36 am
., and Washington Mutual, N.A. v. [read post]
11 Jun 2007, 8:18 am
We look forward to continuing to build what we believe will be a long and mutually rewarding partnership between Tyler and the state of Indiana. [read post]
6 Jun 2007, 3:02 am
This week the Washington Post pointed out that there were several proposals pending in Congress seeking to encourage the government to at least consider offering its employees a socially responsible investment option. [read post]
5 Jun 2007, 2:12 am
Butzel Long announced last week that it has acquired the 10-lawyer Manhattan firm of Hollyer Brady Barrett & Hines, whose practice includes litigation, real estate and mutual funds. [read post]
