Search for: "Compli, Inc." Results 2821 - 2840 of 11,551
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8 Aug 2019, 7:04 pm by Jon L. Gelman
The company faces $236,089 in penalties.OSHA initiated a follow-up inspection in January 2019, after Paris Produce Inc. failed to respond to citations issued in the 2017 investigation. [read post]
7 Aug 2019, 9:23 am by Kristian Soltes
Objectors Had No Role In $6B Swipe Fee Deal, Court ToldLaw360 – August 1, 2019 (subscription required) Merchants who secured a multibillion-dollar swipe fee settlement with Visa Inc., Mastercard Inc. and a group of banks urged a New York federal judge Wednesday not to grant legal fees to objectors to the original deal, arguing that the objectors played no part in increasing the payment amount. [read post]
7 Aug 2019, 4:00 am by Administrator
(Check for commentary on CanLII Connects) The most-consulted French-language decision was 9085-4886 Québec inc. c. [read post]
6 Aug 2019, 8:49 am by Silver Law Group
The post FINRA Bars Registered Individuals in July 2019 for Failing to Comply with FINRA Rules appeared first on Securities Arbitration Lawyers Blog. [read post]
6 Aug 2019, 8:45 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Deblois, Matthew   The Champion Group, Inc   McNally Financial Services Corp   Dewaay, Donald Jr. [read post]
5 Aug 2019, 11:39 am by admin
Mackay actually failed to respond to the deadline FINRA imposed, and FINRA personnel subsequently received correspondence from Mackay’s counsel confirming that Mackay acknowledged that he received the request for him to turn over his documentation and information, but that Mackay would not, at any point, comply, the AWC notes. [read post]
5 Aug 2019, 11:39 am by admin
Mackay actually failed to respond to the deadline FINRA imposed, and FINRA personnel subsequently received correspondence from Mackay’s counsel confirming that Mackay acknowledged that he received the request for him to turn over his documentation and information, but that Mackay would not, at any point, comply, the AWC notes. [read post]
5 Aug 2019, 2:55 am by Franklin C. McRoberts
The two named plaintiffs – Corner Furniture Discount Center, Inc. and 2901 Furniture Outlet, Inc. [read post]
1 Aug 2019, 12:58 pm by Astarita
 Without admitting or denying the allegations, the company agreed to pay a $7 million penalty and comply with certain undertakings, including retaining an independent consultant to review and assess controls relating to the calculation and presentation of non-GAAP measures including SP NOI.In a parallel action, the U.S. [read post]
1 Aug 2019, 9:13 am by Steven Cohen
Kropf’s alleged failure to comply with the scientific method which is required by NFPA 921. [read post]
1 Aug 2019, 7:57 am by Guest Contributor
As the court explained, that “Blue Bell nominally complied with FDA regulations does not imply that the board implemented a system to monitor food safety at the board level. [read post]
31 Jul 2019, 11:43 am by David Gallacher
On July 15, 2019, President Trump signed an Executive Order requiring regulations implementing the Buy American Act, 41 U.S.C. [read post]