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11 Jul 2022, 7:59 am
This post was prepared by Frank Reynolds, who has been following Delaware law and writing about it in various publications for over 30 years. [read post]
11 Apr 2021, 6:56 pm
This post was prepared by Frank Reynolds, who has been following Delaware corporate law, and writing about it for various legal publications, for over 30 years. [read post]
9 Mar 2018, 6:06 am
Regulating Proxy Advisors is Anticompetitive, Counterproductive, and Possibly Unconstitutional Posted by Nell Minow, ValueEdge Advisors, on Friday, March 2, 2018 Tags: Boards of Directors, Corporate Governance Reform and Transparency Act, Institutional Investors, ISS, Proxy advisors, Securities regulation, Shareholder voting The Misuse of Tobin’s Q Posted by Robert Bartlett (UC Berkeley School of Law) and Frank Partnoy (University of… [read post]
1 Sep 2021, 9:05 pm
Frank Yiannas, FDA’s Deputy Commissioner for Food Policy and Response, came to the government in late 2018 from the corporate worlds of Disney and Walmart. [read post]
10 Apr 2012, 10:32 am
Roberts and Frank C. [read post]
26 Aug 2008, 10:50 am
And this doesn't change because someone, whether a cop, a spouse or a bank teller, claims otherwise. [read post]
4 Jan 2012, 9:04 am
Without a director, the agency is hamstrung by wording in Dodd-Frank from fully carrying out its mission to police the murky world of non-bank lenders. [read post]
8 Mar 2016, 10:12 am
The Act also bolsters the whistleblower anti-retaliation provisions created by the Dodd-Frank amendments to the SEA, CEA, and SOX. [read post]
4 Feb 2015, 9:30 pm
-based World Bank and International Monetary Fund. [read post]
11 Nov 2022, 6:30 am
Smith (University of Virginia) , on Friday, November 4, 2022 Tags: Bank loans, Covenants, Disclosure, Federal Reserve, Public firms, U.S. [read post]
11 Nov 2022, 6:30 am
Smith (University of Virginia) , on Friday, November 4, 2022 Tags: Bank loans, Covenants, Disclosure, Federal Reserve, Public firms, U.S. [read post]
19 May 2017, 6:00 am
“I’d love to do something about Dodd-Frank, particularly with regard to community banks but that would require Democratic involvement,” Kentucky’s McConnell told Bloomberg News in an interview Tuesday. [read post]
8 Mar 2016, 10:12 am
The Act also bolsters the whistleblower anti-retaliation provisions created by the Dodd-Frank amendments to the SEA, CEA, and SOX. [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners,… [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners,… [read post]
19 Dec 2014, 5:11 am
The UDAAP counts are asserted by the CFPB and the state AGs under Section 1042 of Dodd-Frank. [read post]
19 Jun 2008, 6:51 am
This note provides a link to key documents in chronological order. 2 February 2004: National Australia Bank Chief Executive Frank Cicutto resigned following disclosure that the Bank could lose up to $360 million in foreign exchange trading losses. [read post]
29 Sep 2011, 4:38 am
The article rehashes how the banks and politicians ganged up together on both the FASB and IASB to immensely water down their rules three years ago, so that banks could prepare misleading financial statements that omitted losses on their investments. [read post]
26 Oct 2009, 12:27 pm
The money was diverted to struggling Indonesian airline Air Efata, which was owned by her friend Frank Taira-Supit. [read post]
26 Oct 2017, 12:38 pm
https://www.marketplace.org/2017/10/25/business/how-restriction-class-action-lawsuits-affects-arbitration-industry If you are not sure you understand just how badly Congress has sold you out and ensured that you and your family will be unable to do anything about ripoffs by big companies, here is a menu of stories.In “Wet Kiss” for Wall Street, Congress Overturns Rules Allowing People to Sue Banks for MisconductDemocracy Now: October 26, 2017 An Open Call for… [read post]
