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15 Jul 2010, 11:55 am
The New York City pension funds' resolution at Massey sought the adoption of quantitative GHG reduction goals. [read post]
27 Jan 2022, 9:03 pm
Securities and Exchange Commission (SEC) announced new proposed measures to change the reporting requirements for private equity firms and hedge funds. [read post]
22 Feb 2016, 4:36 pm
However, interest in purchasing this type of insurance did not develop until 1939, when in New York Dock Co. v. [read post]
15 Mar 2023, 4:45 am
Anatoly Kurmanaev reports for the New York Times. [read post]
14 Nov 2017, 3:27 am
Speaking on November 9th, 2017, at this year’s Institute on Securities Regulation in New York City, Chairman Clayton warned ominously that ICOs in many cases looked like securities. [read post]
9 May 2013, 2:58 pm
In a related event, the New York Stock Exchange recently issued a letter to its member companies regarding social media use. [read post]
30 Apr 2023, 5:00 am
It was not until two years later that NPR, The New York Times, and other media outlets got around to telling the public the truth. [read post]
2 Aug 2010, 7:27 am
Does this mean every non-banking company on the Nasdaq and the New York Stock Exchange with significant financial activity should include a similar disclaimer, just in case they’re designated as systemically important? [read post]
26 Oct 2014, 4:37 pm
And how about New York? [read post]
31 Dec 2014, 5:20 am
And how about New York? [read post]
29 Sep 2009, 6:19 am
Beginning in 2010, under a rule change adopted by the New York Stock Exchange and approved by the Securities and Exchange Commission, discretionary voting by brokers of shares where they have not received voting instructions from shareowners will no longer be allowed in director elections. [read post]
9 Mar 2007, 6:49 am
Junk is based in New York, Laurent is based in Chicago and Shnier is based in Los Angeles. [read post]
13 Nov 2012, 11:54 am
i.andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp; Suitability The sale of unsuitable investments is actionable under Rule 10(b) of the Securities and Exchange Act ofandnbsp; 1934, SEC Rule 10b-5.andnbsp; This body of law is premised, in part, on the New York Stock Exchange Rule 405- andldquo;Know Your Customerandrdquo; rule, and is also set forth in FINRAandrsquo;s Conduct Rule IM-2310, which states that:andnbsp; andldquo;In… [read post]
12 Apr 2013, 1:49 am
The algorithms that produce new coins increase the amount of processing power necessary to create each new block, so producing new money is more difficult as time goes by, and this difficulty is built into the system to try to keep the total amount of bitcoins at a maximum of 21 million. [read post]
16 Dec 2013, 8:24 am
Here is the New York Times; here is the Wall Street Journal. [read post]
13 Jan 2015, 3:30 pm
Though the lawsuit was filed in May, it’s only recently received a great deal of media attention appearing on The New York Post and The Daily Mail among others. [read post]
19 Oct 2009, 1:24 am
Lawyer Charged With Lying About Knowledge of 'Pump and Dump' Scheme
The National Law Journal
Federal prosecutors have charged a New York-based lawyer and businessman with obstruction of justice for allegedly lying to investigators during their inquiry into a questionable stock sale. [read post]
23 Feb 2023, 2:15 pm
The complaint also alleges that nothing in the Proxy Prospectus disclosed the “protracted process the Plaintiff and the class members would need to endure to get their freely tradable New NOTC stock,” nor was there “any disclosure or warning of the any risk that Plaintiff and class members would not get their freely tradable New TOC common stock” on the effective date of the business combination. [read post]
1 Dec 2011, 1:58 pm
Established in 2007, FINRA is the result of a merger of two sets of self-regulatory organizations, the New York Stock Exchange's enforcement arm and the National Association of Securities Dealers. [read post]
17 Oct 2013, 1:35 am
They rely on academic research by Stanford Law Professor Joseph Grundfest that in the Exchange Act Congress meant to refer to actual reliance. [read post]
