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30 Mar 2009, 3:55 pm
On December 30, according to the bureau, Dinh set up a legitimate account with an online currency exchange service based in New York. [read post]
27 Mar 2009, 4:35 pm
The Federal Reserve Bank of New York is not part of the federal government. [read post]
27 Mar 2009, 6:30 am
(FINRA is the non-governmental regulator for nearly 5,000 brokerage firms, and was created in July 2007 through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange). [read post]
26 Mar 2009, 9:39 am
Attorney Benton Campbell of the Eastern District of New York said in a statement. [read post]
24 Mar 2009, 2:10 pm
" AIG is currently facing investigations by the New York Attorney General's office, the Federal Bureau of Investigation, the Securities and Exchange Commission, and the British Serious Fraud Office.And that is only in the last six months. [read post]
20 Mar 2009, 12:47 pm
The Carnival takeover of Princess only won the European Union's final approval after they agreed to make it one of the world's first dual listed companies, on the New York Stock Exchange and the London exchange. [read post]
20 Mar 2009, 1:19 am
Feds Ordered to Give Defense List of Alleged Dreier Victims
New York Law Journal
The government must hand over the names of companies and individuals who allegedly fell prey to indicted attorney Marc Dreier's fraud, New York federal Judge Jed Rakoff ruled at a status conference Thursday, saying that any privacy right that individuals have is outweighed by Dreier's need to fairly respond to the charges levied against him. [read post]
18 Mar 2009, 3:54 pm
Their current corporate clientele include such giants as AOL, Boeing, Citigroup, Coca Cola, Daimler AG, Deutsche Bank, DLA Piper, Ericsson, FedEx, Ford, GlaxoSmithKline, Lloyds TSB, NASA, Nestle, the New York Stock Exchange, Reuters, Shell, T-Mobile, the U.S. [read post]
15 Mar 2009, 5:08 pm
If the transaction is treated as an exchange of Rohm & Haas stock for Dow preferred stock, it will not be a taxable event. [read post]
13 Mar 2009, 2:07 pm
The SEC announced that on March 11, 2009, the United States District Judge for the Southern District of New York entered Final Consent Judgments in the Commission's previously filed cases against six specialist firms operating on the Chicago Stock Exchange... [read post]
12 Mar 2009, 9:19 am
To contact the reporters on this story: David Glovin in New York federal court at dglovin@bloomberg.net; David Voreacos in New York federal court at dvoreacos@bloomberg.net; Patricia Hurtado in New York federal court at pathurtado@bloomberg.net. [read post]
12 Mar 2009, 6:27 am
For example in New York, FDD's must be registered with the New York Attorney General. [read post]
12 Mar 2009, 4:57 am
New York Times [read post]
10 Mar 2009, 7:01 pm
That's become the name of the name.Both Monaco and Fleetwood were "delisted" from the New York Stock Exchange before their collapse, which greased the skids for their downhill slide into bankruptcy, but it undoubtedly was only part of the problem.Quality control, warranty lawsuits, Katrina-trailer litigation --- even employee litigation was taking its toll. [read post]
10 Mar 2009, 10:55 am
In Monday trading on the New York Stock Exchange, Citigroup shares closed at $1.05. [read post]
9 Mar 2009, 6:35 am
The New York Stock Exchange (NYSE) has reissued a proposal to ban discretionary broker voting in uncontested board elections, prompting speculation among governance observers that the Securities and Exchange Commission may approve the rule change soon. [read post]
3 Mar 2009, 9:54 am
Related Web Resources: Consultants Touted Firm Accused in Fraud, The Wall Street Journal, February 27, 2009 SEC Charges Two New York Residents For Misappropriating More Than $500 Million in Investment Scheme, SEC, February 25, 2009 Read the SEC Complaint (PDF) [read post]
NYSE Files Amendment to Rule Change Eliminating Broker Discretionary Voting in Uncontested Elections
2 Mar 2009, 12:54 pm
The New York Stock Exchange first filed its proposed rule change eliminating broker discretion in voting in uncontested directors' elections in October 2006. [read post]
27 Feb 2009, 1:11 pm
NYSE Euronext announced that the New York Stock Exchange will extend until June 30, 2009 the temporary lowering of its market-capitalization standard for listed companies. [read post]
27 Feb 2009, 9:59 am
The SEC has charged two New York residents for misappropriating more than $500 million in an investment scheme. [read post]
