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3 Jan 2018, 6:10 am
Reacting to Jackson’s confirmation, Program Director Bebchuk stated that “Rob Jackson will bring to the SEC a perfect blend of academic rigor, a keen understanding of the rich and complex texture of institutions, rules and markets, and a strong commitment to public service and the protection of investors. [read post]
31 Dec 2010, 11:50 am
The Court found that the actions by the hostile bidder posed a threat to the corporate enterprise and their protection was an important corporate objective, and that the board properly conducted an investigation to support that finding. [read post]
24 Jul 2020, 6:10 am
Securities and Exchange Commission, on Thursday, July 23, 2020 Tags: Capital markets, Investor protection, Retirement plans, SEC, Securities enforcement, Securities regulation Statement by Chairman Clayton at Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Posted by Jay Clayton, U.S. [read post]
14 Apr 2021, 12:06 pm
How can investors protect themselves against inaccurate mineral resource estimates from mining issuers? [read post]
31 Mar 2021, 3:02 am
And while protecting investors from fraud and deceptive practices in the issuance and trading of public securities will likely be held to be a compelling government interest, it is highly unlikely courts will find requiring statements of the kind you propose to directly and substantially serve that end. [read post]
21 Aug 2023, 6:30 am
Securities Exchange Commission, No. 23-60230 (5th Cir.) [read post]
21 Aug 2023, 6:30 am
Securities Exchange Commission, No. 23-60230 (5th Cir.) [read post]
15 Jan 2011, 5:00 am
Frederick defended this view by explaining that through the funds prospectus, “it is absolutely clear that what Janus Capital Management is telling all of the mutual fund investors of the world: If you invest in Janus, we will protect your long-term investments. [read post]
14 Jul 2017, 6:19 am
Yavitz, Wachtell, Lipton, Rosen & Katz, on Saturday, July 8, 2017 Tags: Anti-corruption, Asset-backed securities, Barclays Capital, Corporate crime, Corporate fraud, DOJ, International governance, Mortgage lending, Qatar, Securities enforcement, UK 2017 Proxy Season Review Posted by Mark Manoff and Stephen W. [read post]
27 May 2011, 6:48 am
” Thus, FINSA reinforces that, notwithstanding the need to protect national security, promoting foreign investment in the United States remains the policy of the U.S. [read post]
12 Jan 2010, 8:00 am
It caused company's stock price plummeted and the investors lost over $100 million dollars. [read post]
4 Sep 2014, 3:19 am
” Under the GLBA, financial institutions are required to “establish appropriate standards” to safeguard a customer’s personal financial information, in order: “(1) to insure the security and confidentiality of customer records and information; (2) to protect against any anticipated threats or hazards to the security or integrity of such records; and (3) to protect against unauthorized access to or use of such records or information… [read post]
29 Jan 2017, 7:00 am
Terrorism severs supply chains, drains local labor pools, and shakes investor confidence. [read post]
5 Feb 2010, 4:34 am
The SEC has a mandate to protect investors and encourage capital formation under the 33 and 34 Acts, but it possesses neither a mandate nor sufficient expertise to regulate the investment community to police leverage. [read post]
10 Jun 2011, 11:29 am
National Security Reviews of Foreign Direct Investment (2006-2008)Nassib G. [read post]
22 Oct 2012, 1:39 am
The more contentious set of reforms relates to additional protection that SEBI has sought to offer investors in initial public offerings (IPOs). [read post]
28 Jan 2022, 7:21 am
At heart this is a disclosure regime, and investors need to have a true picture of what is going on at a firm. [read post]
15 Jan 2020, 9:33 am
Joseph Shem-Tov Email: josephs@jstlaw.co.il Telephone: +972 3 771 3880 Practice Groups: Corporate law, securities law and capital markets Connect with Joseph on LinkedIn Gil Rosen Email: gil@jstlaw.co.il Telephone: +972 3 771 3880 Practice Groups: Corporate and commercial law Connect with Gil on LinkedIn [read post]
10 Dec 2014, 3:28 am
The letter asks the SEC to study NASAA’s Coordinated Review program, and not undermine crucial investor protections by preempting the states’ regulators. [read post]
11 Apr 2021, 2:44 pm
ESG investing has been among the SEC’s priorities in 2021 and just this past Friday the Commission said that some businesses promoting ESG were potentially misleading investors having not adhered to global ESG frameworks or otherwise incorrectly pursuing those strategies from climate change to corporate diversity. [read post]
