Search for: "Securities Investor Protection Corporation"
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29 Jan 2014, 10:02 am
FINRA alleges that Diaz also converted $50,000 from a registered representative who worked with Diaz’s at National Securities Corporation (“National Securities”). [read post]
24 Jan 2014, 12:57 am
Among the many questions that have arisen in the FDIC’s failed bank cases as individual defendants have tried to rely on the protection of the business judgment rule is whether or not the defense protects officers as well as directors (about which refer here) or whether it affords less protection to the directors and officers of banks than it does to corporate officials at other kinds of companies (about which refer here). [read post]
24 Jan 2014, 12:57 am
Among the many questions that have arisen in the FDIC’s failed bank cases as individual defendants have tried to rely on the protection of the business judgment rule is whether or not the defense protects officers as well as directors (about which refer here) or whether it affords less protection to the directors and officers of banks than it does to corporate officials at other kinds of companies (about which refer here). [read post]
23 Jan 2014, 9:13 am
We will continue to protect seniors in our community. [read post]
22 Jan 2014, 2:25 pm
On January 9, the Securities & Exchange Commission (“SEC”) released its National Examination Priorities (“NEP”) for 2014 and once again identified cybersecurity as a heightened risk that the agency intends to scrutinize as part of its mission to protect investors. [read post]
21 Jan 2014, 8:56 am
Wolfe didn’t otherwise try to communicate to investors that the plaintiffs’ involvement in Olivers stopped in September 2013.In state court, Wolfe secured a TRO against plaintiffs’ and Taylor Stitch’s interference with Olivers’ supply contracts; the case was removed and was pending at the time of the court’s opinion. [read post]
14 Jan 2014, 4:53 am
Pullman signed on because “she felt secure investing alongside ‘Maxim,’ a large media company which would take every step possible to ensure that [its] ‘valuable’ name was protected including, at minimum, a thorough investigation of the Elliotts. [read post]
13 Jan 2014, 2:48 pm
<> Green Bond Principles Created to Help Issuers and Investors Deploy Capital for Green Projects - Bank of America Corporation (NYSE: BAC), Citigroup Inc. [read post]
9 Jan 2014, 11:58 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
9 Jan 2014, 7:51 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
6 Jan 2014, 11:20 pm
Investors in some cases will still be able to bring class actions under Section 11 of the Securities Act of 1933, which does not require a showing of reliance but holds defendants strictly liable for material misrepresentations. [read post]
6 Jan 2014, 8:30 pm
It embraced the fractured system of law (narrowly understood) and heavily tied to the workings of the domestic legal orders of states; corporations must comply with local law, but they may respond to social norms to the extent of their fear of consumer and investor power. [read post]
2 Jan 2014, 6:00 am
The district court granted summary judgment in favor of Sidense Corporation. [read post]
27 Dec 2013, 10:41 pm
The district court granted summary judgment in favor of Sidense Corporation (“Sidense”), holding that it did not infringe Kilopass Technology, Inc. [read post]
25 Dec 2013, 3:17 pm
After the recent revelations of the US National Security Agency’s (NSA) indiscriminate data spying programmes, the tech corporations’ statement that “the current judgment of the EU that the US does not provide ‘adequate’ privacy protection is not reasonable” seems particularly outrageous. [read post]
20 Dec 2013, 4:08 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
19 Dec 2013, 10:51 am
In view of the range of investor protections provided under the proposal, state securities law requirements would be preempted for Tier 2 offerings. [read post]
18 Dec 2013, 3:58 pm
Their investors may prefer a “C” corporation. [read post]
18 Dec 2013, 3:58 pm
Their investors may prefer a “C” corporation. [read post]
18 Dec 2013, 3:58 pm
Their investors may prefer a “C” corporation. [read post]
