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24 Feb 2009, 12:57 pm
Ketchum currently serves as CEO of New York Stock Exchange (NYSE) Regulation and as Chairman of FINRA's Board of Governors,... [read post]
23 Feb 2009, 8:05 am
(NYSE:PPD), a New York Stock Exchange, publicly traded company. [read post]
19 Feb 2009, 6:54 am
Introduction Economics is New York Stock Exchange the social science that studies the way in which societies allocate their scarce resources to the production of goods and services that will meet your needs (always increasing). [read post]
19 Feb 2009, 4:37 am
Ketchum is currently the chief executive of NYSE Regulation Inc., which regulates the New York Stock Exchange. [read post]
18 Feb 2009, 11:06 am
Not that this was unexpected, since everyone could see the stock price dip each day to new lows. [read post]
18 Feb 2009, 9:00 am
., would provide $131 million in financing in exchange for 12.2 million shares of convertible preferred stock that would pay an 11 percent dividend. [read post]
16 Feb 2009, 1:50 pm
By PAMELA YIP / The Dallas Morning News pyip@dallasnews.comhttp://www.dallasnews.com/sharedcontent/dws/bus/personalfinance/stories/021609dnbus.3d34a56.html The massive fraud allegedly committed by New York investment manager Bernard Madoff is the nightmare that investors dread. [read post]
15 Feb 2009, 6:51 am
Friday in a column in The New York Times. ... invest DK New York. [read post]
14 Feb 2009, 3:54 pm
The sub-account's AU value is determined once a day when trading ends on the New York Stock Exchange. [read post]
12 Feb 2009, 9:55 am
Kilts sold the shares for $18.99 to $18.30 each, at least 21 percent higher than today's closing price of $14.38 in New York Stock Exchange composite trading.Kilts' portfolio manager sold the shares against Kilts' instruction and without his knowledge, the filing said. [read post]
10 Feb 2009, 10:28 am
While the audit committee is charged by New York Stock Exchange listing rules with risk oversight related to financial disclosures, and a board may decide to delegate oversight of risk processes to the audit committee or another board committee, the full board needs to be engaged in substantive discussions of risks associated with the business as well as understand the processes that management has in place to identify and manage risk. [read post]
10 Feb 2009, 7:32 am
New York Stock Exchange, 373 U.S. 341, 357 (1963). [read post]
9 Feb 2009, 7:50 am
New York Times business columnist Joe Nocera insists that current economic conditions call for courts to ignore carefully negotiated contracts between sophisticated business entities. [read post]
9 Feb 2009, 6:44 am
Depending on headquarters' location, firms are divided using three criteria: firms located in the greater New York area ("NY-NJ") versus other firms, firms located in the greater New York area and Massachusetts ("Desirable Location") versus other firms, and firms located in cities where there is a stock exchange ("Exchange Location": New York, Chicago, Boston, and Los Angeles)… [read post]
6 Feb 2009, 8:06 pm
The "best little whorehouse on Wall Street" was located just a few blocks from the New York Stock Exchange, in apartment 3A at 136 William Street. [read post]
5 Feb 2009, 6:22 am
Ginsburg and Philadelphia Stock Exchange, (Del. [read post]
4 Feb 2009, 6:28 pm
FINRA has been trying to develop a consolidated rulebook since its formation in July 2007 when the New York Stock Exchange and NASD were merged together. [read post]
4 Feb 2009, 4:56 am
Patterson Jr. of the United States District Court for the Southern District of New York dismissed the entire amended complaint, finding that the plaintiff did not adequately plead: (1) the Securities Act claims because the amended complaint did not put forth sufficient factual allegations to find that the offering documents at issue contained any false and misleading statement; or (2) the Exchange Act claims because "the Complaint alleges no specific facts… [read post]
3 Feb 2009, 4:07 am
Summary Judgment as to Securities Fraud Claims against Various Deloitte Entities Denied because Genuine Issues of Fact Existed as to Liability for Claims in Class Action Complaint New York Federal Court Holds Following the collapse of Parmalat Finanziaria, S.p.A., Parmalat S.p.A. and their affiliates because of a multi-billion dollar fraud that understated Parmalat’s debt by $10 billion and overstated Parmalat’s assets by $16 billion, various securities… [read post]
3 Feb 2009, 1:40 am
" Pfizer climbed 31 cents, or 2.1 percent, to $14.89 in New York Stock Exchange composite trading at 4:15 p.m. [read post]
