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10 Aug 2009, 2:33 am
 In a sequence of events characterized both by lack of foresight and poor communications, the web address for a server I was using to host some documents for this site was changed without my knowledge, breaking the link to the URLs I used to link to the documents. [read post]
10 Jul 2019, 2:21 pm by admin
Woodard has also been registered with the following firms: IFS Securities, Greenville, South Carolina— February 15, 2017 to November 13, 2017 Voya Financial Advisors, Inc., Greenville, South Carolina— June 4, 2013 to February 16, 2017Capital Investment Group, Inc., Greer, South Carolina— July 11, 2011 to June 28, 2013Brookstone Securities, Inc., Greer, South Carolina— January 8, 2009 to July 11, 2011 (FINRA expelled Brookstone… [read post]
22 Sep 2016, 9:59 am by KKBlogposter
  In these respective lawsuits, our clients allege that the named insurers violated the Employee Retirement Income Security Act (ERISA) (or allege that the insureds breached insurance contracts) by using internal coverage guidelines (ICGs) to overrule providers’ determinations of appropriate medical treatment. [read post]
14 Jul 2007, 8:28 am
According to the Wall Street Journal, the Securities and Exchange Commission has opened an informal inquiry into the message board postings of Whole Foods Market Inc. [read post]
21 Aug 2014, 8:29 am
Stuart served as the lead legal counsel for tunnel builder Bouygues Civil Works Florida, Inc., and he was instrumental in helping the company to secure a $58.5 million settlement that was the subject of a front-page article in the February 5, 2013 edition of the Daily Business Review. [read post]
6 Jan 2018, 12:26 pm by Adam Weinstein
  According to the SEC’s complaint, BRS and Davis secretly diverted millions of dollars for Davis’s personal use by using fake invoices in the names of shell companies Davis controlled. [read post]
   From October 2002 through December 2002, Farah was a registered representative of American General Securities, Inc., a registered broker-dealer and investment advisor. [read post]
23 Apr 2012, 10:00 pm by Nietzer
As reported on Friday, December 10, 2010 in the FCPA Blog and by others, RAE Systems, Inc., (RAE) a California-based gas detection company settled Foreign Corrupt Practices Act (FCPA) charges on this date with the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) for $2.9 million. [read post]
14 Jul 2009, 2:10 am
Tronox, the bankrupt company at the cent of this case, is engaged in the business of producing and marketing titanium dioxide, a white pigment used in a variety of products. [read post]
17 Jun 2011, 11:30 am by Mike Wejrowski
Microsoft sued Tivo on June 16,2011 for patent infringement of the following US patents:   US 5,585,838 – “Program time guide”   US 5,731,844 – “Television scheduling system for displaying a grid representing scheduled layout and selecting a programming parameter for display or recording”   US 6,028,604 – “User friendly remote system interface providing previews of applications”  … [read post]
26 Sep 2016, 10:11 am by Cory Doctorow
Dion Weisler President and CEO HP Inc. 1501 Page Mill Road Palo Alto, CA 94304 September 26, 2016 Dear Mr. [read post]