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3 Dec 2014, 11:28 pm
I would not assume as good bond trader would be a good i-banker or a good consumer credit underwriter. [read post]
3 Dec 2014, 9:30 pm
The Committee posited that the bank then profited by manipulating the flow of aluminum in and out of the facility and by gaining access to information through its subsidiary about the aluminum industry that was not available to other traders. [read post]
3 Dec 2014, 3:15 pm
Note: HFT = High Frequency Trader Note 2: See reference to “... riskless, larcenous, and legal” in Flash Boys, chapter 4, “Tracking the Predator,” on pg. 124 of the first hardcover edition, 2014. [read post]
3 Dec 2014, 3:15 pm
Note: HFT = High Frequency Trader Note 2: See reference to “... riskless, larcenous, and legal” in Flash Boys, chapter 4, “Tracking the Predator,” on pg. 124 of the first hardcover edition, 2014. [read post]
2 Dec 2014, 3:23 pm
Contrary to these allegations, we find that during extreme price movements high-frequency traders act as net liquidity suppliers, while non-high-frequency traders act as net liquidity demanders. [read post]
2 Dec 2014, 3:18 pm
However, Stein noted that a single trader’s order triggered a flash crash and the precipitous drop in the prices and liquidity of ETFs, and asked whether there are systemic risks that should be monitored. [read post]
25 Nov 2014, 8:00 am
Supap Kirtsaeng wasn’t a crusader or lone nut; he was just an eBay trader who got backed into a legal corner and refused to give up. [read post]
24 Nov 2014, 7:47 am
On June 16, 2014, the SEC exercised its own anti-retaliation enforcement authority for the first time, charging a hedge fund advisory firm with retaliating against its head trader for reporting prohibited principal transactions to the SEC. [read post]
24 Nov 2014, 7:47 am
On June 16, 2014, the SEC exercised its own anti-retaliation enforcement authority for the first time, charging a hedge fund advisory firm with retaliating against its head trader for reporting prohibited principal transactions to the SEC. [read post]
21 Nov 2014, 2:46 am
Consumer actions against rogue traders who confuse them, particularly with regard to lookalike packaging, not to mention class actions, might do much to clarify consumer choice in the marketplace and improve its standard of commercial morality. [read post]
19 Nov 2014, 5:55 pm
Ex-Jefferies Trader Warns Court of Chilling Effect. [read post]
14 Nov 2014, 8:00 am
Once the traders received the inflated market price, the traders would add a markup. [read post]
13 Nov 2014, 7:43 pm
Jackson, Robert J. and Mitts, Joshua, How the SEC Helps Speedy Traders (November 6, 2014). [read post]
12 Nov 2014, 4:29 pm
The OCC found that between 2008 and 2013, some of the banks’ traders held discussions in online chat rooms about coordinating FX trading strategies to manipulate exchange rates to benefit traders or the bank. [read post]
12 Nov 2014, 2:37 pm
Traders with nicknames like the “Three Musketeers” and the “A-Team” plotted over Internet chat rooms to manipulate currency markets for years, profiting at the expense of clients — and then congratulating themselves for their brilliance — regulators said Wednesday, as they fined five banks $3.4 billion. [read post]
11 Nov 2014, 6:57 am
While many in China look forward to the ability to apply for Treaty Trader or Treaty Investor visas (E-1 and E-2, respectively), this announcement will not provide any assistance. [read post]
10 Nov 2014, 1:36 am
The decision deals in a routine, run-of-the-mill manner with a routine-run-of-the-mill issue: the availability of interim injunctive relief to an established business against a trader introducing a new and arguably confusingly similar business name into the established business's market.* Brand Tough? [read post]
6 Nov 2014, 7:30 am
Anglian Windows Ltd v Anglian Roofline Ltd is an end-of-October ruling of Judge Richard Hacon in the Intellectual Property Enterprise Court, England and Wales which deals in a routine, run-of-the-mill manner with a routine-run-of-the-mill issue: the availability of interim injunctive relief to an established business against a trader introducing a new and arguably confusingly similar business name into the established business's market.In this dispute (so far noted only on… [read post]
4 Nov 2014, 6:31 pm
In 2002, Congress passed the Sarbanes-Oxley Act in the wake of the collapse of Enron Corporation, once the world’s largest energy trader. [read post]
3 Nov 2014, 6:46 pm
” ~ KCarl Smith, ConservativeMESSENGERAfrican Americans originally came to America unwillingly, having been stolen and sold by Muslim slave-catchers in Africa to Dutch traders journeying to America in 1619.The Three-Fifths Clause dealt only with representation and not the worth of any individual.In 1857, a Democratically controlled Supreme Court delivered the Dred Scott decision, declaring that blacks were not persons or citizens but instead were property and therefore had no… [read post]