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7 Aug 2021, 12:15 pm
Image by haengematteORG from PixabayLest you think that the summer is a quiet time for those of us in the wacky world of securities and corporate governance, think again. [read post]
15 Jul 2010, 12:52 pm
For more information or to inquire about a trial subscription, email us at pro@footnoted.com. [read post]
22 Sep 2008, 7:42 am
If I were going to be investing $9240.92 this week, it would certainly not be in financial institutions. [read post]
22 Sep 2008, 7:42 am
If I were going to be investing $9240.92 this week, it would certainly not be in financial institutions. [read post]
29 Jan 2016, 9:01 am
The Kansas-based Tortoise Capital Advisors is a “privately owned investment manager . . . that primarily provides its services to high net worth individuals . . . and caters to corporations, pooled investment vehicles, investment companies, and pension and profit sharing plans . . . typically invest[ing] in [the] energy and infrastructure sector,” per Bloomberg Business. [read post]
27 Jun 2008, 5:49 am
Under the California Finance Lenders Law (the “CFLL”), a person engaged “in the business of a finance lender or broker” within California generally must obtain a license from the California Department of Corporations. [read post]
12 May 2022, 2:25 am
Curci Investments v. [read post]
2 Nov 2015, 2:05 pm
(See, Blog post DOJ to Focus on Individual Accountability for Corporate Fraud.) [read post]
3 May 2010, 12:28 am
Berkeley Haas Business School's Center for Corporate Responsibility, a faculty advisor to the student-managed Haas Socially Responsible Investment Fund, and serves as Program Administrator for the Moskowitz Prize. [read post]
17 Jun 2021, 3:55 am
International Tax Reform Resource Center Key Findings The political effort to address profit shifting and limit the benefits of using low-tax jurisdictions to facilitate cross-border investment has focused on adopting a global minimum tax applicable to large multinational corporations. [read post]
21 Sep 2016, 11:06 am
For more information on FS Investment Corporation, go here. [read post]
24 Dec 2014, 10:54 pm
Shulga is the founder of Shulga Law Firm, P.C., a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of business, corporate, securities, and intellectual property law. [read post]
29 Sep 2010, 12:07 pm
Kanjorski, who was the principal author of the Dodd-Frank SIPA provisions, also saw a need to expand SIPC protection beyond brokers to the customers of investment advisers.In order to better protect the customers of failed brokerages going forward, the Dodd-Frank Act increased cash protection limits and bolstered the resources of the reserve fund used to replace customers’ missing cash and securities. [read post]
24 Nov 2009, 12:19 pm
Nelson ran a Ponzi Scheme using fictitious companies: Capital Mountain Holding Corporation ("CMHC"), Systems XXI, Act I, LLC, and Systems XXI, Act II, LLC. [read post]
12 May 2015, 5:30 pm
The legislation would have allowed massive undemocratic trade deals like the Trans-Pacific Partnership (TPP) and the Trans-atlantic Trade and Investment Partnership (TTIP) to be rushed through to ratification, and legitimized the nontransparent and corporate-dominated negotiations proposing restrictive digital regulations that threaten the Internet and users' rights.EFF is just one of several hundred organizations organizing to stop Fast Track for TPP and TTIP, and our members… [read post]
28 Dec 2011, 9:24 am
That money, which reportedly belongs to about 38,000 investors, may have been used for MF Global’s own (questionable) investments in European debt. [read post]
27 Mar 2019, 5:30 am
Spending all my time auditing MNEs, I found it really hard to figure out the wants of a corporation. [read post]
25 Sep 2009, 8:57 am
She specializes in international tax and corporate law and shall provide legal and tax advice for US-Italy cross border transactions. [read post]
22 Oct 2008, 2:26 pm
In seeking to promote investments that are "useful" while avoiding those that are "dangerous," Italian officials say they will gauge funds' compliance with recently released guidance on SWF investment. [read post]
1 Jul 2019, 10:58 pm
The rest is owned mainly by the aristocracy and large corporations. [read post]
