Search for: "DEFENDER SECURITY COMPANY" Results 2861 - 2880 of 17,831
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
3 Aug 2023, 8:25 am by Mavrick Law Firm
Cal. 2019), determined the employer was likely to succeed on the merits under the federal Defend Trade Secrets Act where the employee copied company files to his personal devices during the same period when he was actively seeking alternative employment. [read post]
13 Apr 2015, 4:22 am by Kevin LaCroix
  Smaller Companies Hit Hard: Two-thirds (66%) of all companies named as defendants in securities suits in 2014 were “small-cap” companies (market caps of $2 billion or less). [read post]
3 Sep 2009, 2:57 am
  Moreover, the Eighth Circuit said nothing that would aid other arguments that defendants typically try to make in these cases, such as for example that their companies’ misfortunes were simply the result of the global financial downturn. [read post]
15 Feb 2024, 9:05 pm by renholding
Deeming any business combination transaction involving a reporting shell company, including a SPAC, to be a sale of securities to the reporting shell company’s shareholders. [read post]
2 Dec 2011, 2:00 am by Stephanie Figueroa
Federal Securities Law Blog: Judge Rakoff Rejects Settlement in SEC v. [read post]
14 Oct 2015, 1:28 pm by John Jascob
In their efforts to prevent proper voting, the complaint alleges, the defendants have violated the federal securities laws by making false and misleading disclosures in proxy statements about the election and the choices available. [read post]
31 Mar 2014, 6:36 am by A. Jennings Stone
Remember, the risks are too great to avoid protecting yourself right away, so for the future of your company and its employees, get started developing a plan to secure your intellectual property. [read post]
5 Sep 2018, 4:27 pm by James Gatto
Also, unlike some other ICOs, Defendant did not completely ignore securities laws. [read post]
5 Sep 2018, 4:27 pm by James Gatto
Also, unlike some other ICOs, Defendant did not completely ignore securities laws. [read post]
5 Sep 2018, 4:27 pm by James Gatto
Also, unlike some other ICOs, Defendant did not completely ignore securities laws. [read post]
7 Jan 2022, 11:54 am
FINRA Mulls A Defaulted Bond's Worth (BrokeAndBroker.com Blog)Former Chief Executive Officer Pleads Guilty To Embezzling More Than $15 Million From Her Employer / The Defendant Admitted to Using the Embezzled Money to Finance Her Luxury Goods Business and to Fund Her Extravagant Lifestyle (DOJ Release)SEC Obtains Judgment Against Former Pharmaceutical Company CFO Who Engaged in Insider Trading (SEC Release)CFTC Issues Order Suspending Mississippi Man’s Registrations as a… [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) Industry Group Calls on Finra to Drop Series 7 Sponsorship Requirement (Financial IQ by Sam Del Rowe) ... [read post]
12 Sep 2022, 4:45 am
BrokeAndBroker.com Hit With Second 2022 DMCA Takedown Notice After Prevailing in Same Dispute in 2020 (BrokeAndBroker.com Blog)Florissant Bank Manager Accused of Defrauding Elderly Customers (DOJ Release)New Haven Man Admits Stealing More Than $160K from Retired Woman's Bank Account (DOJ Release)SEC Charges Infrastructure Company Granite Construction and Former Executive with Financial Reporting Fraud (SEC Release)Federal Court Denies JPMorgan TRO Against Former Employee But Grants… [read post]
12 Mar 2022, 7:45 am
One Day In the Life Of Lanny Breuer (the Moscow Anti-Corruption Summit) - Revisited 11 Years Later (BrokeAndBroker.com Blog)Founder Of Cyberfraud Prevention Company Pleads Guilty To Defrauding Investors Of Over $100 Million / Adam Rogas Raised $123 Million From Investors Using Financial Statements That Showed Tens of Millions of Dollars of Revenue and Assets that Did Not Exist (DOJ Release)Queens Man Pleads Guilty in Multi-Million Dollar Prize Notice Fraud Scheme / Three Defendants… [read post]
14 Apr 2021, 8:00 am
The Mother with an Edward Jones Account and Her Daughter the Edward Jones Branch Administrator (BrokeAndBroker.com Blog)Maryland Financial Advisor Facing Federal Charges for Stealing a Client's Life Savings / Defendant Allegedly Stole Thousands of Dollars from the Victim and Used the Funds for His Personal Benefit; As a Result of the Fraud, Victim's House Went Into Foreclosure and He Owed the IRS $63,000 (DOJ Release)High-Level Organizer of Notorious Hacking Group Sentenced… [read post]
3 Dec 2021, 12:59 pm
(BrokeAndBroker.com Blog)SEC Charges Tech Employee and His Brother-In-Law with Insider Trading (SEC Release)Remarks Before the Healthy Markets Association Conference by SEC Chair Chair Gary GenslerFour Smarter Ways To Reach For High Yield (Forbes.com by William Baldwin)Former Finance Executive Sentenced to 138 Months in Prison for Orchestrating Massive Market Manipulation Scheme (DOJ Release)Essex Man Sentenced to Four Years in Federal Prison for His Role in a Bank Fraud Conspiracy / The… [read post]