Search for: "Major of Security"
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5 Mar 2008, 8:44 am
Indeed, hardly a day goes by without a news report suggesting that credit problems are worsening or that a major economic slowdown, if not recession, looms on the horizon. [read post]
7 May 2010, 10:48 am
FINRA contends that when the five broker-dealers conducted the majority of the illegal unregistered stock sales the SEC had either began or won its case against Universal Express, which was eventually sanctioned almost $22 million. [read post]
4 Aug 2015, 8:32 am
According to a recent news story from ABC News, miscalculation of Social Security Disability Insurance (SSDI) is a major problem that affects more disabled Americans than one might think. [read post]
6 Sep 2018, 6:11 am
The securities attorneys at Gana Weinstein LLP are currently investigating Securities America, Inc. [read post]
29 Jan 2020, 11:53 am
The major news coming out of the issue paper from Social Security is that the incidence rate and the number of SSDI claims has been declining over the last few years. [read post]
16 Mar 2023, 9:57 am
By Suzanne CosgroveThe SEC proposed new rules Wednesday that would require all securities market entities to establish, maintain and enforce written policies and procedures to address cybersecurity risks, and to assess the effectiveness of those policies and procedures at least annually, including whether they reflect changes in cybersecurity risk over the period covered by the review (Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major… [read post]
13 Dec 2011, 3:02 pm
Thus, the revised version of SOPA continues to raise major concerns.Let’s review the improvements first. [read post]
13 Dec 2011, 3:02 pm
Thus, the revised version of SOPA continues to raise major concerns.Let’s review the improvements first. [read post]
16 Feb 2017, 7:24 am
Brett DeWitt, Staff Director for Cyber Subcommittee (Majority), House Homeland Security Committee Hope Goins, Staff Director (Minority), House Homeland Security Committee Allen Souza, Counsel (Majority), House Intelligence Committee Michael Bahar, Staff Director (Minority), House Intelligence Committee Brett Freedman, Counsel (Minority), Senate Intelligence Committee Moderated by: Carrie Johnson, National Public Radio Cybersecurity in the Trump… [read post]
13 Feb 2017, 1:17 pm
Brett DeWitt, Staff Director for Cyber Subcommittee (Majority), House Homeland Security Committee Hope Goins, Staff Director (Minority), House Homeland Security Committee Allen Souza, Counsel (Majority), House Intelligence Committee Michael Bahar, Staff Director (Minority), House Intelligence Committee Brett Freedman, Counsel (Minority), Senate Intelligence Committee Moderated by: Carrie Johnson, National Public Radio Cybersecurity in the Trump… [read post]
11 Feb 2020, 1:55 am
Two major payroll taxes include the Social Security, or old age, survivors, and disability insurance (OASDI) taxes, and the Medicare hospital insurance (HI) tax. [read post]
1 Jul 2008, 3:49 pm
Investors say that in addition to Schwab's alleged failure to diversify its fund assets, the brokerage firm also failed to reveal that Schwab's leading broker-dealers issued most of the bonds that the funds held, there was no primary market for the majority of the bonds, and the firm's credit and market analyst did not have the experience to evaluate the value and risk of mortgage backed securities. [read post]
3 Oct 2012, 9:32 am
On September 13, the Senate Permanent Subcommittee on Investigations, Senate Homeland Security and Government Affairs Committee held a hearing on "Social Security Disability Programs: Improving the Quality of Benefit Award Decisions. [read post]
4 Oct 2012, 2:45 pm
A typical majority voting policy would provide that, while security holders could generally still vote "for" or "withhold" for each board nominee, a director who receives a majority of "withhold" votes would be required to tender his/her resignation, and the board would generally accept that resignation. [read post]
11 May 2011, 2:15 am
Two major privacy bills recently introduced by federal lawmakers have important differences, but both would mark a significant step toward regulation of the collection and use of personal information in the United States. [read post]
31 Jan 2016, 1:42 pm
” While on some occasions an application for unemployment benefits may be appropriate while awaiting a determination, the majority of the time it would be inconsistent for one to apply for Social Security disability benefits at the same time given one is stating by filing such a Social Security disability application that they are currently disabled from all forms of gainful employment. [read post]
11 Apr 2019, 6:33 am
In my recently published book, The Securities and Exchange Commission v. [read post]
28 Jul 2015, 1:35 pm
The survey found that: The vast majority of workers (94 percent) feel their office is a secure place to work; and Nearly a quarter of workers (23 percent) say they would not know what to do to protect themselves if there was an emergency in their office that posed a physical threat. [read post]
29 May 2018, 12:00 am
SSI and SSDI are often lumped together, but the two programs have some major differences. [read post]
6 Aug 2021, 6:00 am
On July 13, 2021, the Securities and Exchange Commission (“SEC”) announced a major enforcement action related to a proposed merger between a special purpose acquisition company (“SPAC”) and a privately held target company (“Target”). [read post]
