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Rand Heckler of Rand Heckler, Inc. is Now The Subject of SEC and Criminal Fraud Charges Former stockbroker Rand Allan Heckler of Long Island, New York, is facing US Securities and Exchange Commission (SEC) charges accusing him of investor fraud. [read post]
8 Oct 2020, 8:56 am by Kristian Soltes
The developments might have significant consequences on the cryptocurrency industry globally. [read post]
8 Oct 2020, 5:11 am by Matthew L.M. Fletcher
In October 2015, some of the conspirators created a new entity named Calvert Capital (“Calvert”) to cover up the scheme. [read post]
5 Oct 2020, 10:25 am by Dennis Crouch
Techtronic Industries Co., No. 19-1299. [read post]
5 Oct 2020, 2:00 am by Annsley Merelle Ward
Do not worry, the IPKat is doing a series of half-yearly "catch-ups" of the main European patent law jurisdictions before we all start a new "school year". [read post]
4 Oct 2020, 4:54 pm by Richard Hunt
A website operated from Topeka, Kansas is subject not only to the ADA and the laws of Kansas, but also to the laws of New York, New York City, California, and a host of other varying state and municipal standards. [read post]
4 Oct 2020, 12:46 pm by Staff Attorney
  According to records kept by The Financial Industry Regulatory Authority (FINRA) Hannes was employed by his prior employer Woodbury Financial Services, Inc. [read post]
2 Oct 2020, 1:22 pm by Rob Robinson
“I am excited to work with Ryan Best and Bill Potter to build Rampiva’s adoption by the eDiscovery, digital forensics, and information governance industries. [read post]
2 Oct 2020, 9:44 am by Renae Lloyd
”  According to his FINRA BrokerCheck report, Barnard was registered with Principal Securities Inc. in Las Cruces, New Mexico from 2008 thru 2018 when he was discharged for allegations of “inappropriate personal financial dealings with the client. [read post]
2 Oct 2020, 5:46 am by Alan Rosca
Contact us[contact-form-7] Robert Barnard Was Employed With Principal Securities for 10 Years Barnard entered the securities industry in March 2008 as a General Securities Representative with Principal Securities, Inc. in Las Cruces, New Mexico. [read post]
2 Oct 2020, 5:46 am by Alan Rosca
Contact us[contact-form-7] Robert Barnard Was Employed With Principal Securities for 10 Years Barnard entered the securities industry in March 2008 as a General Securities Representative with Principal Securities, Inc. in Las Cruces, New Mexico. [read post]
1 Oct 2020, 3:37 am by Rob Robinson
While not all-inclusive due to the fact that M&A+I events are not always publicly disclosed and some announcements may not represent event completion, the abridged listing of M&A+I events maintained by ComplexDiscovery notes key industry events by sharing event date, company involvement, and known event amounts. eDiscovery Mergers, Acquisitions, and Investments in Q3 2020 Based on an aggregate review of the abridged listing through the lens of Q3 2020, the following findings, data… [read post]
30 Sep 2020, 9:00 am by John Jascob
I’ve worked in the financial services industry for many years, and it’s clear to me that, across the industry, we have not done enough to improve diversity, especially at senior leadership levels. [read post]
This brings Louisiana into line with other states that impose sales tax and have acted to require marketplace facilitators such as Amazon and E-Bay to begin collecting state taxes after the Supreme Court’s decision in Wayfair[10] which overturned the physical presence requirement for nexus set out in Quill.[11] A “marketplace facilitator “is defined in the new law as any person that facilitates a sale for a marketplace seller through a marketplace by doing either of the… [read post]