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1 Feb 2009, 10:29 pm
. -- Edward Tian, Director for the Asian board of the New York Stock Exchange, on "how to attract worldwide investors. [read post]
29 Jan 2009, 7:39 pm
Royal Caribbean fell $1.21 to $7.85 by 4:15 p.m. in New York Stock Exchange composite trading, the biggest one-day decline since Nov. 19. [read post]
29 Jan 2009, 2:10 pm
And the flip side of that - corporate crime prosecutors are underfunded by a factor of say - 100.Big companies that are criminally prosecuted represent only the tip of a very large iceberg of corporate wrongdoing.For every company convicted of health care fraud, there are hundreds of others who get away with ripping off Medicare and Medicaid, or face only mild slap-on-the-wrist fines and civil penalties when caught.For every company convicted of polluting the nation's waterways, there are many… [read post]
27 Jan 2009, 1:58 am
" The authors note that these securities are not listed on any public exchanges, but rather all trades are privately negotiated. [read post]
25 Jan 2009, 2:36 pm
The company lost more than a third of its value in New York Stock Exchange composite trading since Kindler took the helm, compared with a 19 percent drop in the Standard & Poor's 500 Pharmaceutical Index. [read post]
23 Jan 2009, 5:59 am
The chief of the New York Stock Exchange. [read post]
23 Jan 2009, 2:43 am
Madoff Investment Securities to anyone working on Wall Street at any time over the last 40 years and you're likely to get a look of immediate recognition.After all, Madoff Securities, with its 600 major brokerage clients, is ranked as one of the top three market makers in Nasdaq stocks, cites itself as probably the largest source of order flow for New York Stock Exchange-listed securities, and remains a huge player in the trading of preferred,… [read post]
21 Jan 2009, 1:46 am
" FINRA was formed in 2007, as a combination of two prior investor protection bodies, the regulation and enforcement branch of the New York Stock Exchange and the NASD, which had a regulatory function. [read post]
20 Jan 2009, 4:16 am
This was all news to me after the scandal struck. [read post]
20 Jan 2009, 3:29 am
., a securities class action brought by foreign investors who purchased shares in a foreign company on a foreign stock exchange -- on subject matter jurisdiction grounds. [read post]
20 Jan 2009, 2:38 am
Securities and Exchange Commission; (3) Vodafone's common shares, while traded on the London Stock Exchange and the Frankfurt Stock Exchange, are listed as American Depository Receipts on the New York Stock Exchange (the American Depository Receipt is the financial instrument which enables non-U.S. domiciled companies to access the U.S. equity markets); and (4) lead plaintiff's allegation that "many of… [read post]
19 Jan 2009, 2:24 pm
The two often shared floatplane rides that would transport them from their Long Island homes to Manhattan offices, recalled Frank Christensen, a retired New York Stock Exchange trader who also took the plane. [read post]
18 Jan 2009, 10:04 am
The Wall Street Journal reports that Mexicon zillionaire Carlos Slim is dickering for a piece of the New York Times in exchange for preferred stock.Hello, preferred stock? [read post]
17 Jan 2009, 1:34 pm
Moreover, the average food stamp transaction in New York City was about $12, thus the activity in Uddin's store was quite unusual.After hearing this testimony, the district court concluded that the government's estimate of loss was too high, while Uddin's was too low. [read post]
15 Jan 2009, 1:05 am
By my count, as many as 54 of the 101 subprime and credit crisis-related securities lawsuits that were filed in 2008 were filed in the Southern District of New York. [read post]
12 Jan 2009, 2:33 pm
Already suffering economically and having just consulted industry experts on how to turn its business around, now Monaco has received notice from the New York Stock Exchange that they will be delisted if things don't improve.The same thing happened to Fleetwood recently and they still haven't gotten back on the NYSE listings.Monaco was given notice on January 6, 2009 that it failed to comply with NYSE standards that required their common stock… [read post]
12 Jan 2009, 7:55 am
The company argued the resolution could be excluded because it seeks to reform the pay practices at an unaffiliated firm, the Bank of New York Mellon. [read post]
11 Jan 2009, 7:21 am
In the first case that was litigated on such matters, Bank of New York v. [read post]
9 Jan 2009, 10:56 am
Companies that have received the resolution include Aetna, American Express, AMR, Bank of New York Mellon, Becton Dickinson, Delta Airlines, Goldman Sachs, Home Depot, Loews, Safeway, and U.S. [read post]
9 Jan 2009, 12:55 am
We spoke with Hunton & Williams partner and outsourcing expert Randall Parks about legal questions raised by the scandal, including outsourcing contracting and the effectiveness of U.S. corporate governance laws on foreign companies listed on U.S. stock exchanges. [read post]
