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First, we provide evidence that the media substitute for monitoring by more specialized investors (e.g., banks and dedicated institutional investors) by equipping less sophisticated investors (e.g., bond holders and quasi-indexers) with easily accessible and relevant information. [read post]
11 May 2022, 9:01 pm by Gary Gensler
First, in November, new rules related to reporting of security-based swap data went into effect. [read post]
11 May 2022, 7:39 am by Albert Weatherill (UK)
The report is a first step to understanding the barriers and solutions to increased take-up of digital payments. [read post]
11 May 2022, 4:07 am by Emma Snell
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
10 May 2022, 12:34 pm by Brill Legal Group
Okrzesik opened bank accounts using the names and Social Security numbers of SSI beneficiaries and their representatives. [read post]
The post Broker-Dealer Successfully Fights Look-Through Sourcing in New York appeared first on SeeSALT Blog. [read post]
9 May 2022, 8:48 am by China Law Blog
Does this substantiate US Concerns/Allegations of security risks vis a vis Huawei, etc? [read post]
9 May 2022, 3:58 am by Dan Harris
Does this substantiate US Concerns/Allegations of security risks vis a vis Huawei, etc? [read post]
8 May 2022, 9:01 pm by Gary Gensler
In the very first line of that bill, it said they were “amend[ing] the Securities Exchange Act of 1934 to remove barriers to competition. [read post]
8 May 2022, 7:01 am by Jonathan Schroden
By first offering to assist these countries with border security, the United States could both help these countries with a significant security concern and gain a small presence. [read post]
6 May 2022, 9:08 pm by Erica V. Rodarte Costa
” Sarkar examines three capital controls: remittance taxation, refusals to pay Social Security Benefits, and bank rules for customer identification. [read post]
6 May 2022, 7:30 am by Harbir Deol
Tata Steel was reported to be the largest Indian importer of Russian coal in the first quarter of the year. [read post]
6 May 2022, 4:00 am by Jim Sedor
Andy Biggs references his involvement in discussions to secure presidential pardons in connection with efforts to unwind the 2020 election. [read post]
5 May 2022, 1:46 pm by CodeX
This first paper provides preliminary background, a problem statement, and broad action plan. [read post]