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13 Apr 2020, 8:23 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRAWells Fargo Advisors, LLC nka Wells Fargo Clearing Services, LLC (CRD #19616, St. [read post]
13 Oct 2017, 11:53 am
A change in administration inevitably raises questions regarding the priorities and direction of federal agencies. [read post]
6 Mar 2014, 8:05 am
Bass Pro Outdoor World, LLC In EEOC v. [read post]
5 Mar 2018, 1:23 pm
FINRA Broker Disciplinary Action Report February 2018Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
30 Sep 2024, 1:29 pm
The agency is accusing him of violating securities laws by selling $4.3 million in risky bonds issued by GWG Holdings, a now-bankrupt company based in Dallas. [read post]
7 Sep 2013, 10:19 am
By referring patients to home health agencies that did not warrant Medicare payments, Mobile Doctors received more referrals from those agencies for services provided by its physicians. [read post]
23 Jul 2013, 9:04 am
” In citing OXY Resources California LLC v. [read post]
8 Jul 2024, 6:00 am
In that capacity, claimant, among other things, "approved the development of the legislative agenda of each agency" and "was the only attorney advising the [Counsel] on major matters," including litigation strategies, involving those agencies. [read post]
8 Jul 2024, 6:00 am
In that capacity, claimant, among other things, "approved the development of the legislative agenda of each agency" and "was the only attorney advising the [Counsel] on major matters," including litigation strategies, involving those agencies. [read post]
16 Aug 2023, 10:52 am
[xii] Thus, enforcing such claims in agency proceedings vi [read post]
25 Jul 2017, 1:40 pm
District Court for the District of Columbia applied the Lone Steer standard to an OFCCP compliance evaluation dispute in its November 2011 decision in United Space Alliance, LLC v. [read post]
5 May 2017, 11:37 am
Wooster v Queen City Landing, LLC 2017 WL 1822611 (NYAD 4 Dept. 5/5/017)Filed under: Current Caselaw - New York, Environmental Review [read post]
9 Aug 2022, 11:01 am
Alison Briggs, Briggs & Wholey, LLC. [read post]
14 Sep 2017, 8:50 am
SaxmanOne, LLC, also a Manassas company, protested. [read post]
29 Jun 2023, 10:29 am
Circuit Court agreed, concluding that Matter of Simeio Solutions, LLC constitutes “an informal adjudication resting on USCIS’s interpretation of the material change regulation” and “functions like a judicial decision interpreting an agency regulation and then applying it to resolve a case or controversy. [read post]
8 Jun 2016, 5:30 am
The agency issued citations to Great Southern Building Systems, LLC on March 2, 2016 for one willful and two serious safety violations. [read post]
30 Apr 2018, 5:50 am
Sumavision SFO LLC, 2018 WL 827969 (N.D. [read post]
6 Apr 2022, 9:01 pm
LLC d/b/a Patriot28 LLC, and George R. [read post]
26 Sep 2022, 7:59 pm
The Equal Employment Opportunity Commission (“EEOC”) is suing pharmaceutical giant Lilly USA, LLC, for nationwide age discrimination by intentionally not hiring older workers for pharmaceutical sales representative positions based on their age from April 2017 to 2021. [read post]
29 Mar 2016, 7:01 pm
The report notes, not surprisingly, that the CFPB receives more complaints about debt collectors that any other area, including mortgage lenders, credit reporting agencies and credit card companies. [read post]
