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23 Oct 2012, 1:08 pm
Officers run day-to-day operations (elected by directors) Board of directors (elected by shareholders). [read post]
23 Oct 2012, 3:52 am
The physician does not have control of anything, not even the practice’s bank account. [read post]
21 Oct 2012, 10:16 am
He is also an expert in the regulatory and disciplinary field and we will be shining a bright light on The Solicitors Regulation Authority and The Bar Standards Board’s recent activities. [read post]
19 Oct 2012, 5:06 am
The SEC examination staff views effective risk governance as including the following three essential lines of defense, which are in turn supported by senior management and the board of directors or the principal owners of the firm: (1) The business is the first line of defense responsible for taking, managing and supervising risk effectively and in accordance with laws, regulations and the risk appetite set by the board and senior management of the whole organization. (2)… [read post]
19 Oct 2012, 2:00 am
In this post, Matteson Ellis considers three recent developments with SOEs that have resulted from FCPA enforcement. 4) The Race to the Bottom: Going the Way of the Dodo: CFOs on the Board of Directors - The number of CFOs serving on the boards of Fortune 500 companies has dropped 50% in the past 7 years. [read post]
19 Oct 2012, 1:48 am
Taylor, the bank’s former Chief Lending Officer – as well as six individual members of the bank’s board of directors. [read post]
17 Oct 2012, 3:07 am
Usually this will be the chairman of the board of directors of the Hong Kong company. [read post]
16 Oct 2012, 4:05 pm
After months of tensions with Citigroup’s (C) board of directors, Chief Executive Officer Vikram Pandit has turned in his resignation. [read post]
16 Oct 2012, 8:36 am
The board authorized the payment of $1.5 million in retainers to law firms acting on behalf of the directors and officers, who then resigned once the retainers had been paid. [read post]
5 Oct 2012, 9:12 am
Then there must be a two-thirds vote of the Fed Board of Governors and a two-thirds vote of the FDIC or SEC, or the affirmative approval of the Director of the Office of Federal Insurance in order to appoint a receiver. [read post]
4 Oct 2012, 9:34 am
As a member of the board of directors for the Kelly Hall YMCA in Chicago’s West Humboldt Park neighborhood (824 N. [read post]
3 Oct 2012, 10:32 am
In practice, it would be highly unlikely that the two additional factors set out by the SEC would impact a board’s assessment of a particular director’s independence. [read post]
1 Oct 2012, 11:54 am
It will also be reported out to national reporting agencies, including the National Practitioner Data Bank (NPDB) and the National Certification Board for Therapeutic Massage and Bodywork (NCBTMB). [read post]
1 Oct 2012, 1:13 am
In what is by far the largest settlement of a credit crisis-related securities class action lawsuit, Bank of America has agreed to pay $2.43 billion to settle the suit filed against the company and certain of its directors and officers in connection with the bank’s financial crisis-driven acquisition of Merrill Lynch. [read post]
26 Sep 2012, 11:37 pm
The corporation was thinly capitalized, having only a few dollars in the bank when formed, and no other assets. [read post]
16 Sep 2012, 6:08 am
ANSWER: The open session directors win. [read post]
11 Sep 2012, 7:08 am
Weber resigned from the Bundesbank and ECB board less than a year later over the bond purchases. [read post]
10 Sep 2012, 10:20 pm
(Full disclosure: I serve on the NCBRC board of directors because justice in bankruptcy requires that courts get good representation on both sides of appellate disputes, something that is beyond the means of most consumer debtors.) [read post]
9 Sep 2012, 11:52 am
Practically, it accomplishes two key things: It lays the groundwork for a clearly delineated claims procedure that might better meet the test of challenge, and it exempts the employer/plan sponsor, senior management and board of directors from being involved in any benefit disputes. 2. [read post]
9 Sep 2012, 11:52 am
Practically, it accomplishes two key things: It lays the groundwork for a clearly delineated claims procedure that might better meet the test of challenge, and it exempts the employer/plan sponsor, senior management and board of directors from being involved in any benefit disputes. 2. [read post]
