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2 Jun 2010, 1:50 am
Judge Rakoff dismissed without prejudice the plaintiffs’ complaints against Merrill Lynch, holding that the specific allegations in the plaintiffs’ complaint were not sufficient to state a Section 11 claim against Merrill as an underwriter. [read post]
1 Jun 2010, 4:20 pm
Summary of HITECH Act of 2009[By: Rick Merrill |In: Health Law, Personal Rights]24. [read post]
1 Jun 2010, 3:21 am
Hong Kong regulators have fined U.S. investment bank Merrill Lynch $450,000 after an executive's concealment of losses in a trading account went undetected by the bank for nearly a year, The Associated Press reported. [read post]
31 May 2010, 8:23 pm
., Charles Serouya & Son, Inc. a/k/a Gallery, CS&S, Inc. and Charles Serouya, Inc Merrill Lynch Anthony & Sylvan Pools [read post]
30 May 2010, 6:59 pm
Bank of America, obviously, bought Merrill Lynch, and Morgan Stanley and Goldman Sachs were forced to submit to the increased regulatory environments when they both become bank holding companies. [read post]
30 May 2010, 1:01 pm
The securities were then given top-notch ratings and investors purchased them, in part, because of their high Banks subject to the investigation included: Goldman Sachs, Morgan Stanley, UBS, Citigroup, Credit Suisse, Deutche Bank, Credit Agricole and Merril Lynch, which is now part of Bank of America. [read post]
30 May 2010, 9:30 am
It bought the securities from Wall Street firms, including Merrill Lynch (now owned by Bank of America), FTN Financial, a unit of First Horizon National Corp., and boutique financial-services firm Keefe, Bruyette & Woods Inc. [read post]
29 May 2010, 4:27 pm
Merrill Lynch Asset Management, Inc., 694 F. 2d 923 (CA2 1982), held that there was no evidence that the fees were outside a range that could have been produced by arm’s length negotiations. [read post]
26 May 2010, 7:02 am
” Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
24 May 2010, 7:30 am
” Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
22 May 2010, 8:20 am
" And yesterday's edition of The Washington Post contained an op-ed by Robert Merrill entitled "A veteran's Harvard ally: Elena Kagan" and an op-ed by David N. [read post]
21 May 2010, 5:00 am
Merrill, allegedly, was transparent with BofA. [read post]
20 May 2010, 4:05 pm
The 3-year-old litigation, brought by Barclays Capital, Merrill Lynch, Morgan Stanley and others, was premised on the so-called “hot news” doctrine the Supreme Court first recognized in a 1918 case concerning the unauthorized and immediate republication of wire service reports. [read post]
20 May 2010, 5:00 am
According to the WSJ, counsel for BofA sent a letter, dated April 22, to Judge Chin at the US District Court for the Southern District about the disposition of 15 shareholder actions against the Bank on his docket, with at least one apparently involving the acquisition of Merrill Lynch. [read post]
20 May 2010, 4:19 am
The former Merrill Lynch broker Steven Mandala, who bought a Ferrari with some of the $780,000 he stole from the firm, pleaded guilty to grand larceny and identity theft, Bloomberg News reported. [read post]
19 May 2010, 1:00 pm
Sponsors:AT&TBank of America Merrill LynchBET NetworksCredit Suisse In Partnership With:National Council for Research on WomenLatinaPacThe White House Project(In Formation) Host Committee:Erika Irish Brown, Bank of America Merrill LynchSherrese Clarke, Morgan StanleyLybra Clemons, Brunswick GroupJeanine Conley, Baker & HostetlerJocelyn Cooley, BET NetworksEileen B. [read post]
19 May 2010, 6:40 am
On Tuesday, Brion Randall, a former Merrill Lynch broker, pleaded guilty to running a fraudulent investment scheme. [read post]
18 May 2010, 3:02 pm
Another a $1,000-a-plate fundraiser for Bob Corker (Tennessee, Republican), a Senate Banking Committee member, is being hosted by Tim Locke, a lobbyist for Bank of America, which owns Merrill Lynch. [read post]
18 May 2010, 8:46 am
Since at least Bobbs-Merrill v. [read post]
17 May 2010, 7:46 pm
District Judge Jed Rakoff, in the hopes of avoiding another dramatic confrontation with the judge over the bank's handling of the Merrill Lynch & Co. takeover. [read post]
