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9 Feb 2018, 8:00 am by John Jascob
OCIE will continue to examine the operations and compliance of entities that provide services critical to the proper market functioning, including clearing agencies, national securities exchanges, and transfer agents. [read post]
12 Jun 2023, 7:02 am
The key is mutual respect and open communication within the framework of the parenting plan. [read post]
10 Mar 2014, 10:30 am
The only concrete information a family law attorney can provide clients regarding the cost of their divorce matter is the filing fees imposed by the courts ($435 in 2013). [read post]
13 Jan 2017, 4:50 am by John Jascob
Multi-branch advisers—those that provide advisory services from multiple locations—can pose unique risks, according to OCIE, which is why the staff will review the design and implementation of their compliance programs and their oversight of the services provided at the branch offices.The staff will look for possible conflicts in connection with recommendations that investors acquire or remain invested in certain mutual fund share classes, such as classes with… [read post]
18 Jan 2023, 8:58 am
The mediator's job is to help the couple reach a mutually agreed-upon resolution. [read post]
18 Jan 2023, 8:58 am
The mediator's job is to help the couple reach a mutually agreed-upon resolution. [read post]
2 Feb 2018, 6:04 am
  And a delay by the excess insurer (Navigators) of only 37 days in disclaiming based on late notice -- a coverage defense that presumably was readily apparent to the excess insurer at first notice and did not require investigation --  in this case was held to be untimely as a matter of law:Here, we find that Liberty Mutual's November 17, 2010 letter was sufficient to provide notice of claim to Navigators. [read post]
26 Jun 2013, 9:45 am
If the agency deems it necessary, the FMIC could create a mutual securitization company to meet the securitization needs of smaller institutions. [read post]
11 Dec 2015, 6:11 am
(opinion here).The Court applied the Darden factors from the Supreme Court opinion in Nationwide Mutual Insurance Co. v. [read post]
3 Jun 2019, 10:31 am
Let us provide the guidance you need at every stage of the divorce process. [read post]
25 Feb 2014, 8:22 am by WSLL
When you need to provide a pinpoint citation to a quotation, the universal portion of the citation will use that paragraph number. [read post]
16 Feb 2015, 2:04 pm
 Together, the FAA regulations and the White House order provide some basic rules of the sky that will govern who can fly drones in the United States and under what conditions, while attempting to prevent aviation disasters and unrestrained government surveillance.The notice of proposed rulemaking is here. [read post]
13 Sep 2019, 4:35 am by Tom Kosakowski
We analyze systemic issues to provide feedback and explore recommendations with senior leadership for organizational improvement. [read post]
6 Sep 2020, 11:14 am by ernst
VMI will provide reasonable accommodation to qualified individuals with documented disabilities to ensure equal access and equal opportunities with regard to employment, educational opportunities, programs and services. [read post]
14 Aug 2023, 4:51 am by Public Employment Law Press
” In other words, it appears the failure of an employee to offer an explanation or a defense does not absolve the employer of its obligation to prove the charges of incompetency, and, or, misconduct served on an employee in an administrative disciplinary proceeding before imposing disciplinary sanctions absent the parties mutually agreeing to "settling the matter". [read post]
19 Apr 2023, 11:03 am
Investments: Assets such as stocks, bonds, and mutual funds may need to be divided between the parties or liquidated to ensure that marital property can be divided equitably. [read post]
28 Dec 2017, 4:25 pm
Do Not Talk Over your Spouse or the Mediator The mediator’s job is to guide you and your spouse to healthy, mutually satisfying decisions for your divorce by providing legal context for these decisions and providing conflict resolution strategies. [read post]
14 Aug 2023, 4:51 am by Public Employment Law Press
” In other words, it appears the failure of an employee to offer an explanation or a defense does not absolve the employer of its obligation to prove the charges of incompetency, and, or, misconduct served on an employee in an administrative disciplinary proceeding before imposing disciplinary sanctions absent the parties mutually agreeing to "settling the matter". [read post]
8 Aug 2015, 9:03 am by Stuart Kaplow
District Court for Maryland, filed a Stipulation of Dismissal with Prejudice following a confidential Settlement Agreement and Mutual Release. [read post]