Search for: "Securities Investor Protection Corporation"
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12 Jul 2013, 6:15 am
It is equally without doubt that this responsibility cannot be separated from the Commission’s duty to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. [read post]
11 Jul 2013, 11:00 pm
The U.S Department of the Treasury’s (Treasury) Financial Stability Oversight Council designated two nonbank financial companies as potential threats to financial stability.The Securities and Exchange Commission (SEC) allowed hedge funds and private firms to advertise for money and adopted rules to protect investors from fraud.The U.S. [read post]
11 Jul 2013, 6:19 pm
Governmental Impositions and the Private Sector Contributions to the National Social Security System.. 600 .... iii. [read post]
11 Jul 2013, 6:06 pm
Commenters also suggested that the SEC consider measures that they believed would provide additional protections for investors in connection with removing the general solicitation ban. [read post]
11 Jul 2013, 10:31 am
Numerous federal cases and other court actions have been unsealed involving attorneys, mortgage brokers, real estate professionals, and developers, who are charged with federal crimes pertaining to mortgage fraud. 1. [read post]
5 Jul 2013, 8:25 am
”[3] However, the environmental concerns of local communities remain beyond the reach of international law, absent an element of global common concern, for intra-territorial environmental harms fall squarely within the sovereign jurisdiction of host states.[4] Should host states choose to listen to local community concerns and shut down corporate operations, they find themselves subject to investor-state arbitration clauses that privilege the rights of investors over… [read post]
2 Jul 2013, 2:58 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
2 Jul 2013, 9:50 am
The Court likewise rejected the Trustee’s third argument, that SIPA authorized the Securities Investor Protection Corporation to pursue subrogation claims on customers’ behalf, holding that neither the language of the statute nor its legislative history supported the Trustee’s position. [read post]
2 Jul 2013, 6:08 am
Diversification is the best protection investors have from the risks of capital investment. [read post]
27 Jun 2013, 9:55 am
The White Law Group is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
27 Jun 2013, 6:28 am
In an important shift in housing finance policy, the FMIC will be given authority to issue a federal government guarantee on mortgage backed securities (MBS) issued and sold to investors through its systems. [read post]
25 Jun 2013, 10:04 am
The White Law Group, LLC is a national securities fraud, Securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
24 Jun 2013, 7:26 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
24 Jun 2013, 7:23 am
The White Law Group, LLC is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
20 Jun 2013, 12:35 pm
There will be stronger investor protection under the amended Directive and new rules on corporate governance and managers’ responsibility. [read post]
19 Jun 2013, 8:03 pm
Party activities in Sino-Joint ventures are more concentrate on party line education, environment protection, charity and CSR related events. [read post]
18 Jun 2013, 4:01 am
- How much corporate governance/corporate work does the firm do? [read post]
18 Jun 2013, 1:15 am
Speakers will include Boston University Law Professor David Webber, who recently posted an interesting article entitled “Institutional Investor Lead Plaintiffs in Mergers and Acquisitions Litigation” on the Harvard Law School Forum on Corporate Governance and Financial Regulation. [read post]
11 Jun 2013, 4:22 pm
The SEC recently clarified its views regarding the applicability of Regulation FD to social media in a Report of Investigation which concluded that disclosure of material nonpublic information on the personal social media site of an individual corporate officer, without advance notice to investors that the social media site may be used for this purpose, is unlikely to qualify as an acceptable method of disclosure under the securities laws. [read post]
10 Jun 2013, 10:04 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
