Search for: "Security First Managers, LLC."
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5 Jun 2012, 8:14 am
(AGEL), a Nevada corporation that purportedly managed assets. [read post]
30 May 2012, 5:32 am
bit.ly/KtpIWe (@OrangeLT) Case in Point: “eDiscovery Hunger Games” – bit.ly/JPGbjM (Tom Fishburne) Compliance Reporting Forces Risk Management, Security Evolution (Podcast) bit.ly/KFNhJz (Ben Cole) IBM’s Mike Rhodin on Insight-Driven Computing (VideoCast) - bit.ly/KFNWe9 (Todd Watson) U.S. [read post]
24 May 2012, 8:36 am
This is not the first bit of news regarding the Facebook IPO – on March 14, 2012, the SEC announced that it had filed a complaint in federal court in San Francisco against Frank Mazzola and two of his firms, Felix Investments LLC, and Facie Libre Management Associates LLC, for making false statements to investors regarding limited liability companies designed to pool investors' funds to invest in pre-IPO companies like Facebook, Inc.… [read post]
16 May 2012, 7:37 am
Technology Assisted Review Backgrounder - bit.ly/IiTGtb (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – bit.ly/LEqLBX (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]
4 May 2012, 7:57 am
Yet I continue to be amazed by the number of Boards and senior management teams who live with a false sense of security simply because they have a hotline or other employee reporting mechanism in place. [read post]
2 May 2012, 1:12 pm
Panelists: Me Gerry Esposito, Managing Director, CFO & CCO Newbury Partners LLC Audience Polls Registered with the SEC as investment advisers? [read post]
2 May 2012, 11:54 am
It may be best for fund managers to not use social media. [read post]
2 May 2012, 5:52 am
bit.ly/Ij3Ytl (Sharon Nelson) Google Offers Big-Data Analytics – nyti.ms/JoDZ1T (Quentin Hardy) House Passes Two Cybersecurity Bills – bit.ly/JoC5hK (Hunton & Williams) ICO Issues First Penalty To The NHS Following Serious Data Breach - bit.ly/IjTZI1 (ICO) ISO27001 v SSAE 16 For Information Security - bit.ly/Ko7sJX (Andy Techholz) Is Someone Reading your Email in a Dirty Cloud? [read post]
2 May 2012, 5:00 am
This year, the forum is supposed to focus on what to expect in the first year of SEC registration and beyond. [read post]
1 May 2012, 12:58 pm
The corporation's failure to give 60-days notice before issuing the dividend did not make it impossible for plaintiffs to comply with the trustee demand exception.Akanthos Capital Management, LLC v. [read post]
29 Apr 2012, 7:31 pm
What this Case is About and Why it is Important: This case establishes a high-water mark in terms of providing the most comprehensive explanation, based on legislative history and a review of Delaware cases, to explain why the default standard in the LLC context is that fiduciary duty principles will apply to managers of an LLC unless those duties are expressly and clearly limited or eliminated in an LLC agreement. [read post]
27 Apr 2012, 2:55 pm
The Form PF (PF is short for “private funds”) is a new Securities and Exchange Commission reporting form for investment advisers to private funds that have at least $150 million in private fund assets under management. [read post]
24 Apr 2012, 2:31 pm
RadLAX Gateway Hotel, LLC v. [read post]
23 Apr 2012, 3:11 pm
Who manages an LLC? [read post]
23 Apr 2012, 5:00 am
Madoff Investment Securities LLC. [read post]
18 Apr 2012, 6:04 am
A common first question for small owners is whether to incorporate as an LLC or a corporation. [read post]
14 Apr 2012, 11:17 am
This Blog Post will examine the first of these issues, which is focused on aspects of the element of predominance in general. [read post]
11 Apr 2012, 1:13 am
He is the founder and managing partner of Joseph & Cohen, Professional Corporation in San Francisco, CA. [read post]
9 Apr 2012, 6:01 am
Jeff Cox, Esq. of Sallah & Cox, LLC, a South Florida securities law firm gets the credit for this one. [read post]
6 Apr 2012, 7:26 am
The TW Tax Advantaged Fund was a leveraged municipal arbitrage bond fund created by First Republic Investment Management. [read post]
