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19 Jun 2012, 7:45 pm
Kovacevich also cites TARP as the genesis of Dodd-Frank, the Ebola and AIDS viruses, as well as the horror now known as "Charlie Sheen. [read post]
21 Nov 2010, 1:59 pm
Crupi supervised some lower-level BMIS employees and worked closely with Frank DiPascali, another high-level BMIS supervisor charged by the SEC. [read post]
19 Nov 2007, 12:46 am
Nov 15, 2007) (NO. 2063, 141/03)Steven Banks, The Legal Aid Society, New York (David Crow of counsel), and Fried, Frank, Harris, Shriver & Jacobson LLP, New York (Jeremy S. [read post]
18 May 2012, 2:43 am
The US has already taken giant steps through enactment of the Dodd Frank Act, but the current development would have an impact on the scope, nature and implementation of the Volcker rule which curbs proprietary trading by banking institutions. [read post]
26 May 2010, 7:20 am
Otherwise, a short sale may help the bank, but won't help you. [read post]
26 Mar 2017, 5:03 pm
Similarly in a November 2011 decision (here), Judge David Bunning, applying Kentucky law, held that a bank’s insurer was not entitled to rescind the bank’s fidelity bond where the CEO who signed the bond application was engaged in an undisclosed embezzlement scheme. [read post]
12 Aug 2015, 2:40 pm
As a matter of practicality though, I wouldn’t bank on lenders going out of their way to accommodate applicants who have anything other than a pristine record. [read post]
2 Jan 2014, 12:36 pm
Camacho assumed responsibility and current Minister of Economy Frank De Lima (author of restrictions to bearer shares on behalf of the OECD) said more consultations were necessary. [read post]
3 Feb 2017, 1:39 pm
For example, the fact that Trump will seek to roll back the protections of Dodd-Frank should certainly be challenged as an abdication of his campaign promise to protect the public against Wall Street -- and an outrageous gift to the financial industry. [read post]
8 Oct 2015, 9:48 am
This was for a bank, a compliance model, having to do with derivatives and Dodd-Frank compliance. [read post]
15 Nov 2013, 7:30 am
The Dodd-Frank Act enacted critical reforms to this marketplace, formerly rife with regulatory gaps. [read post]
22 Aug 2013, 4:02 pm
The Senator expects the Banking Committee to take up the bill in September. [read post]
29 May 2014, 9:33 am
She is a consultant for the World Bank/International Finance Corp. on Secured Transactions in China, Vietnam and the Mekong Region. [read post]
6 Jul 2023, 7:17 pm
Collect and review bank statements, tax returns, property documents, and other relevant financial records. [read post]
5 Oct 2019, 3:52 pm
Jennifer Henderson & Diana Smallridge, Trade Finance Gaps in a Heightened Regulatory Environment: The Role of Development Banks Harald Hirschhofer, Would Gradual De‐Dollarization and More Financing in Local Currencies Boost Trade? [read post]
12 Aug 2024, 5:13 am
Frank McKenzie, former commander of U.S. [read post]
19 Aug 2011, 10:02 am
Chamber of Commerce was dubbed “Dodd-Frank Excesses. [read post]
4 Dec 2016, 9:30 pm
I worked on this section of Dodd-Frank both prior to and during its enactment. [read post]
18 Jan 2022, 5:53 am
The proposals would implement Dodd Frank Act Section 984(b), by mandating that lenders of securities report certain terms of their transactions to a registered national securities association (RNSA), and further requiring the RNSA to make some of that information publicly available to investors.The two proposals. [read post]
7 Mar 2014, 9:00 am
We’ve talked about the “say-on-pay” provisions of the Dodd-Frank Act on multiple occasions; this week, we saw something similar happen across the Atlantic. [read post]
