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2 Aug 2010, 2:08 am
Busy, Busy SEC – Notwithstanding preparations for the Dodd-Frank bill, the SEC has been especially busy over the last quarter. [read post]
1 Aug 2010, 2:07 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”) has changed a number of laws in all of the securities acts including the Commodity Exchange Act. [read post]
30 Jul 2010, 12:50 pm
(c) EXEMPTIONS. [read post]
29 Jul 2010, 10:17 pm
‘‘(C) GOAL. [read post]
29 Jul 2010, 6:02 pm
(c) LIMITATION. [read post]
29 Jul 2010, 5:00 am
C. [read post]
28 Jul 2010, 11:39 am
The new Dodd-Frank law applies only to financial institutions. [read post]
28 Jul 2010, 9:18 am
The Dodd-Frank Act will profoundly change regulation of the U.S. derivatives markets. [read post]
27 Jul 2010, 8:26 am
The Business School Professors’ sentiments range from the “cautious optimism” of Robert Steven Kaplan to Robert C. [read post]
27 Jul 2010, 6:00 am
”4 Title V.5 Title VI.6 Title IX, Subtitle C.7 Title IX, Subtitle D.8 Title IX, Subtitle F.9 Title X.10 Title XIV. [read post]
27 Jul 2010, 4:32 am
It seems that venture capitalists are feeling pretty lucky when it comes to the Dodd-Frank Act, the financial reform bill signed into law last week. [read post]
26 Jul 2010, 9:32 am
White Collar Watch examines how the Dodd-Frank Act, now law, enables the Securities and Exchange Commission to encourage whistle-blowers who reveal a broad array of securities fraud. [read post]
26 Jul 2010, 12:39 am
Aunt Joy’s Cakes, Inc (The Trademark Blog) Foster, Frank – Reclaiming the rights that are left: Jazz musician reclaims copyright in ‘Shiny Stockings’ (1709 Blog) Pokémon Company - Pikachu: I sue you! [read post]
24 Jul 2010, 1:07 pm
Fund managers who run section 3(c)(1) funds should also be aware of the fact that the definition of both qualified client and accredited investor are affected. [read post]
24 Jul 2010, 5:00 am
(c) EXEMPTIONS. [read post]
23 Jul 2010, 3:36 pm
On July 21, 2010, President Barack Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act, which, in part, permanently raises the current standard maximum deposit insurance amount to $250,000. [read post]
23 Jul 2010, 5:09 am
.* Franks motion fails without some kind of statement in support or an offer of proof of what would be shown. [read post]
22 Jul 2010, 5:00 am
See 15 USC 78n(c). [read post]
22 Jul 2010, 4:00 am
(c) LIMITATION. [read post]
21 Jul 2010, 8:44 am
Finally, Title IX Subtitle C tries many tactics to improve the performance of credit rating agencies. [read post]
