Search for: "E* Trade Securities LLC"
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4 Jan 2017, 3:55 pm
Trade Errors. [read post]
4 Jan 2017, 4:45 am
Offense: Tax and securities fraud. [read post]
3 Jan 2017, 4:28 pm
Third-Party Litigation Funding Hits the Big Time Any question that litigation funding has become a very big business was completely eliminated by the December 14, 2016 announcement of the merger between Burford Capital Ltd., the world’s largest litigation funding firm, and GKC Holdings, LLC, the parent company of Gerchen Keller Capital, the second-largest litigation funding firm. [read post]
3 Jan 2017, 10:09 am
According to the SEC’s original complaint, Jesse Litvak arranged trades for customers as part of his job as a managing director on the mortgage-backed securities desk at Jefferies. [read post]
2 Jan 2017, 11:27 am
Chessgames Services LLC, 2016 WL 7190075 (SDNY Nov. 22, 2016). [read post]
31 Dec 2016, 12:05 am
—the owner of Tri-Union Seafoods LLC, doing business as Chicken of the Sea International—and Lion Capital LLP mutually agreed to terminate plans to acquire Bumble Bee Foods, LLC. [read post]
27 Dec 2016, 3:19 pm
© 2016 Vandenack Weaver LLC For more information, Contact Us [read post]
27 Dec 2016, 5:00 am
The CFTC noted that similar conduct in thinly-traded securities has been held to be manipulation. [read post]
26 Dec 2016, 4:30 am
Instead, the judges found that the sole responsibility lies with individual uploaders, even though German collection society GEMA was keen to point out "YouTube generates substantial economic profits by making the videos available". [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering… [read post]
20 Dec 2016, 4:04 pm
Any question that litigation funding has become a very big business was completely eliminated by the December 14, 2016 announcement of the merger between Burford Capital Ltd., the world’s largest publicly traded litigation funding firm, and GKC Holdings, LLC, the parent company of Gerchen Keller Capital, the largest privately held litigation funding firm. [read post]
20 Dec 2016, 12:34 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Dec 2016, 4:22 am
” At Bloomberg, Greg Stohr reports on the court’s decision earlier this week to review TC Heartland LLC v. [read post]
15 Dec 2016, 8:08 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Dec 2016, 8:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
13 Dec 2016, 7:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Dec 2016, 12:07 pm
We have decades of experience in securities litigation matters, including the defense of enforcement actions. [read post]
8 Dec 2016, 2:00 am
If you have questions, please contact the attorneys at Vandenack Weaver LLC. [read post]
7 Dec 2016, 6:16 am
Our firm is investigating claims made by Castleview Partners, LLC (Castleview Partners) when the firm terminated broker Ralph Fetrow (Fetrow). [read post]
5 Dec 2016, 10:45 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
