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11 Dec 2009, 2:07 pm
Brokers at Edward Jones receive about half. [read post]
9 Dec 2009, 3:19 pm
“There are many cases pending against UBS and other firms that sold Lehman notes shortly before Lehman failed,” said stockbroker fraud attorney William Shepherd, whose firm, securities fraud firm Shepherd Smith Edwards and Kantas, LLP, is handling a number of such cases. [read post]
8 Dec 2009, 4:35 pm
Southern California lost a significant part of its legal history yesterday with the death of retired Reed Smith partner Edward Sanders. [read post]
7 Dec 2009, 2:57 pm
However, according to Shepherd Smith Edwards and Kantas LLP founder and securities fraud lawyer William Shepherd: “This is yet another chapter in the saga of ‘Who regulates the regulators? [read post]
3 Dec 2009, 3:38 pm
Edwards, 128 S. [read post]
1 Dec 2009, 12:09 am
Mary Ann Smith, 48th, who recently met with officials from the U.S. [read post]
28 Nov 2009, 4:11 pm
As Shepherd Smith Edwards and Kantas Founder and Stockbroker Fraud Lawyer William Shepherd points out, “Most securities firms have agreed to repurchase Auction Rate Securities from smaller investors, but our firm is representing many large investors who remain in ‘ARS limbo. [read post]
23 Nov 2009, 10:10 pm
"It was very unsettling to see such a warm-hearted, passionate individual have to leave the department at such a young age," Smith said. [read post]
18 Nov 2009, 9:37 pm
According to Shepherd Smith Edwards and Kantas Founder and Stockbroker Fraud Attorney William Shepherd, “It is an oddity to see our government take a legal position on behalf of investors! [read post]
14 Nov 2009, 11:52 am
MacBride, Joseph Persichini Jr., Assistant Director-in-Charge of the FBI’s Washington Field Office, Jennifer Smith Love, Special Agent-in-Charge of the FBI’s Richmond Field Office and James A. [read post]
Securities America & Ameriprise Financial Inc. Sued For Selling Allegedly Faulty Private Settlements
10 Nov 2009, 1:41 pm
Contact Shepherd Smith Edwards and Kantas, LLP today. [read post]
10 Nov 2009, 12:08 pm
The victim was James Edward Smith. [read post]
2 Nov 2009, 8:05 am
I. [read post]
2 Nov 2009, 8:03 am
I. [read post]
29 Oct 2009, 3:22 pm
The fourteen participating firms with their case limits in parentheses are: Ameriprise Financial Services (18), Charles Schwab (10), Chase Investment Services (10), Citigroup Global Markets (60), Edward Jones (18), Fidelity Brokerage Services (10), LPL Financial (10), Merrill Lynch (60), Morgan Stanley Smith Barney (60), Oppenheimer (15), Raymond James (15), TD Ameritrade (10), UBS Financial Services (60), Wells Fargo Advisors (60). [read post]
26 Oct 2009, 2:30 am
" Seton Hall Law Professor Edward Hartnett, less critical of the decision, argues in his recent paper (here) that Twobley and Iqbal can and should be "tamed. [read post]
20 Oct 2009, 12:31 pm
The People of the State ...Judgments, Supreme Court, New York County (Edward J. [read post]
20 Oct 2009, 6:49 am
Robert Smith, Defendant-Appellant. 2009 WL 3296678(N.Y.A.D. 1 Dept. [read post]
20 Oct 2009, 6:33 am
Robert Smith, Defendant-Appellant.2009 WL 3296678(N.Y.A.D. 1 Dept. [read post]
16 Oct 2009, 10:03 am
Panelist include James Boyle, Professor, Duke Law School; Phil Edwards, Instructor, UNC SILS; Kate McGraw, Librarian, Health Sciences Library, UNC; and Kevin Smith, Scholarly Communications Officer, Duke.Monday, October 19, 20093:30-4:30 p.m.Meeting Room 214,Davis Library [read post]
