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5 Sep 2018, 9:01 am
She was previously employed by Northwestern Mutual Investment Services, LLC (CRD #2881) of McLean, VA, and briefly by Signator Investors, Inc. [read post]
4 Sep 2018, 2:50 pm
United Airlines, Inc. [read post]
1 Sep 2018, 9:28 am
Davidson, Inc. [read post]
31 Aug 2018, 11:11 am
Corporations (Inc, Co, Corp, Ltd.) [read post]
28 Aug 2018, 5:00 am
We are committed to providing personalized service to you while aggressively pursuing your claim. [read post]
27 Aug 2018, 5:26 pm
At issue in the developing case of TVEyes, Inc., v. [read post]
27 Aug 2018, 12:19 pm
SEC Charges Moody’s With Internal Controls Failures and Ratings Symbols Deficiencies (SEC Release 2018-169)https://www.sec.gov/news/press-release/2018-169Without admitting or denying SEC charges, credit rating agency Moody’s Investors Service Inc. agreed to pay $15 million to settle charges of internal controls failures involving models it used in rating U.S. residential mortgage-backed securities (RMBS) and will retain an independent consultant to… [read post]
26 Aug 2018, 3:51 pm
Many of these services are highly regulated, including insurance, banking, legal services, and accounting. [read post]
25 Aug 2018, 2:23 pm
Import: Tariff Act of 1930 § 337: Patent infringement: Assignment: ITC: ALJ:Appellants Diebold Nixdorf, Inc. and Diebold Self-Service Systems (together, “Diebold”) appeal the International Trade Commission’s (“ITC” or “Commission”) finding that they violated § 337 of the Tariff Act of 1930 by importing components of automated teller machines (“ATMs”) that infringe claims 1–3, 6, 8, and 9 of U.S. [read post]
24 Aug 2018, 9:02 pm
Department of Agriculture’s Food Safety and Inspection Service (FSIS) and Empire Kosher Poultry Inc. l issued a public health alert late Friday “out of an abundance of caution” due to concerns about Salmonella illnesses reported in the northeastern and mid-Atlantic United States that may be associated with raw chicken products. [read post]
23 Aug 2018, 6:52 pm
Eric Scheiner Jennifer Broda As I have extensively noted on this blog, one of the most important recent developments in the management liability and insurance arena has been the emergence of the #MeToo movement, along with its revelations of sexual misconduct and accompanying claims. [read post]
23 Aug 2018, 4:44 pm
Cohen alleges the parties to the agreement included Donald Trump, David Pecker—the Chairman of American Media Inc. [read post]
20 Aug 2018, 9:02 pm
This has implications for food and feed safety, food security and international trade. [read post]
20 Aug 2018, 1:40 pm
The findings stated that Corto’s office assistant then worked with an intern to remove the telephone numbers. [read post]
20 Aug 2018, 11:56 am
Henry Schein, Inc. v. [read post]
17 Aug 2018, 1:05 pm
Ameriprise Financial Services Charged for Failing to Safeguard Client AssetsAmeriprise Financial Services Inc. will pay $4.5 million to settle charges that it failed to safeguard retail investor assets from theft by its representatives. [read post]
17 Aug 2018, 1:05 pm
Ameriprise Financial Services Charged for Failing to Safeguard Client AssetsAmeriprise Financial Services Inc. will pay $4.5 million to settle charges that it failed to safeguard retail investor assets from theft by its representatives. [read post]
17 Aug 2018, 12:30 pm
The Commissioner of the Internal Revenue Service disagreed. [read post]
17 Aug 2018, 6:16 am
National Australia, Section 10(b), Securities fraud, Securities litigation, U.S. federal courts Proposed Amendments to SEC’s Whistleblower Program Posted by Angela Burgess, Kyoko Takahashi Lin, and Linda Chatman Thomsen, Davis Polk & Wardwell LLP, on Monday, August 13, 2018 Tags: Accountability, Dodd-Frank Act, Oversight, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities… [read post]
16 Aug 2018, 9:45 am
The Commissioner of the Internal Revenue Service disagreed. [read post]
