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10 Jul 2020, 5:58 am
Rubinfeld (NYU), on Friday, July 3, 2020 Tags: Asset management, Common ownership, Firm performance, Index funds, Institutional Investors, Ownership An Analysis of the Supreme Court’s Decision in Liu v. [read post]
24 Apr 2009, 1:55 am
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04/23/2009
Exhibits Regarding New York Attorney General Andrew Cuomo's Investigation of the Merger Between Bank of America and Merrill Lynch (PDF 2.1 MB)Exhibits as Submitted to Federal Financial Regulators on April 23, 200904/23/2009
Financial Statement of Maiden Lane LLC I, II and III (PDF 2.5 MB) Released by the Board of Governors of the Federal Reserve System04/23/2009
… [read post]
11 Apr 2019, 6:30 am
Author Michael Stack, CEO Amaxx LLC. [read post]
24 Aug 2011, 2:00 am
If, as in the Madoff case, the fund of customer property is insufficient to satisfy every customer’s “net equity” claim, customers may receive an advance of up to $500,000 for their securities claims, funded by the Securities Investor Protection Corporation (“SIPC”), a nonprofit corporation funded by registered broker-dealers and members of national securities exchanges‘ [4] plus a pro rata distribution of… [read post]
9 Apr 2020, 7:00 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
3 Sep 2024, 4:58 am
” The Business Sevatec, LLC, founded in 2003 by Sonny Kakar, was a technology services firm that provided a variety of design, development, security and operations, as well as cloud service and data integration services to federal agencies. [read post]
9 Feb 2022, 5:35 am
” The LLC could be converted later when funding is sought if the investor does not want the LLC form of business. [read post]
26 May 2021, 3:03 am
‘It is critical for the financial resiliency of our funds that asset managers hold corporate boards accountable and stop at nothing less than a guaranteed commitment to address systemic climate risk. [read post]
29 Jan 2020, 4:55 am
Regards, Bart Mallon & Justin Schleifer Aspect Advisors LLC Aspect Advisors LLC is modern regulatory consultant providing customized compliance solutions to entrepreneurs. [read post]
22 May 2019, 3:56 am
Indeed, the definition of “security” under Section 2(a)(1) of the Securities Act of 1933 (and the nearly identical definition under Section 3(a)(10) of the Exchange Act of 1934) includes not only a number of specific types of financial instruments, such as notes, bonds, debentures and stock, but also broad categories of financial instruments, such as evidences of indebtedness and investment contracts. [read post]
28 Jul 2023, 2:56 pm
Investment organizations promising safe, high-yield investments capitalize on older Americans with available resources, promising financial security, which is vital as we age. [read post]
11 Mar 2024, 4:51 am
But, on the other hand, it seems that Aronov and his counsel are now leveraging the trial’s bifurcation to some strategic advantage, securing additional financial disclosure because of the jury’s verdict on liability for accounting. [read post]
7 Jul 2020, 7:31 am
https://www.netgovern.com/ About ParkerGale: ParkerGale Capital is a private equity fund based in Chicago that buys profitable, founder-owned software companies. [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC… [read post]
22 Jun 2011, 6:07 pm
Prospect, IL 60056-5788 AMERICAN SERVICE FINANCE CORPORATION DBA MERCHANTS INTERSTATE COLLECTION AGENCY 640 PLAZA DR STE 310 HIGHLANDS RANCH, CO 80129 AMERIQUEST RECOVERY SERVICES LLC 1845 HIGHWAY 93 SOUTH STE 310 KALISPELL, MT 59901 AMSHER COLLECTION SERVICES INC 600 BEACON PKY STE 300 BIRMINGHAM, AL 35209 APEX FINANCIAL MANAGEMENT LLC 1120 LAKE COOK RD BUFFALO GROVE, IL 60089 APOLLO CREDIT AGENCY INC DBA WESTERN RECOVERY INC DBA ULTRACHEK INC… [read post]
3 Apr 2024, 9:01 pm
And as another example, just last month, the SEC charged 17 individuals for their role in an alleged crypto Ponzi scheme that raised $300 million from more than 40,000 investors, primarily from the Latino community.[14] Several defendants allegedly solicited investors with promises of financial freedom and “risk free” crypto and foreign exchange investments.[15] As alleged in our complaint, in true Ponzi fashion, most of the funds raised were not used for any… [read post]
15 Jun 2023, 12:44 pm
In 2022 alone, the SEC: Brought charges against MJ Capital Funding, LLC, for a Ponzi scheme in which investors gave $196 million to fund loans for merchants. [read post]
3 Sep 2019, 7:46 am
Third Point LLC has agreed to pay more than $600,000 to settle allegations the hedge fund failed to properly file for antitrust clearance when it bought DowDuPont stock two years ago, the U.S. [read post]
20 Sep 2007, 1:16 am
MCI LLC)U.S. [read post]
30 Sep 2010, 6:45 am
Sheet Metal Workers' National Pension Fund [read post]
