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13 Jul 2020, 5:00 am
McGarrity believes that the risks of investing in emerging markets, including China but also other emerging markets, are known by the investment community. [read post]
15 Dec 2007, 11:16 pm
This investment gap represents a strategic competitive advantage to corporate America; hence China’s interest in rebalancing the competitive playing field by acquiring various U.S. companies. [read post]
8 Dec 2011, 6:06 am
Using a proactive instead of a reactive model provides more of a basis for preventing corporate criminality than any whistleblower provisions ever could. [read post]
12 Jul 2019, 1:05 pm
"As LIBOR is used extensively in the U.S. and globally as a benchmark rate to set interest rates for various commercial and financial contracts, the discontinuation of LIBOR could have a significant impact on financial markets and may present a material risk for market participants, including public companies, investment advisers, investment companies, and broker-dealers. [read post]
18 Sep 2018, 6:44 am
He urged his colleagues not to allow the priorities of corporate lobbyists to sidetrack the Commission’s work in improving corporate voting in America. [read post]
4 May 2010, 8:38 am
(d) The creation of venture capital companies using foreign investment will be encouraged. [read post]
19 Jul 2014, 8:54 am
Shulga is the founder of Shulga Law Firm, P.C., a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of business, corporate, securities, and intellectual property law. [read post]
22 Jan 2024, 8:14 am
According to records kept by The Financial Industry Regulatory Authority (FINRA), Treat was employed by Great Nation Investment Corporation (Great Nation) at the time of the activity. [read post]
30 May 2007, 1:29 am
It is one thing for the marketplace to encourage overseas investment. [read post]
17 Jun 2021, 9:00 am
The Seattle based company plans to use these funds to scale go-to-market functions, drive further AI and product innovation, and grow its team. [read post]
26 Jul 2023, 1:28 pm
Two key provisions include enhancing the treatment of corporate losses and introducing an investment premium for energy- and resource-saving projects. [read post]
21 Sep 2012, 10:26 am
Madoff Investment Securities LLC (BLMIS). [read post]
9 Oct 2013, 7:00 am
“Churning” is excessive investment trading activity that serves little useful purpose or is inconsistent with the investor’s objectives and is conducted solely to generate commissions for the broker. [read post]
12 Nov 2018, 5:30 am
This provision improves cost recovery, as it allows businesses to immediately write off capital investments in things like machinery and equipment. [read post]
12 Jun 2013, 12:12 pm
The group, called Financing America’s Investment in Renewables (FAIR), supports a change in a law that currently allows oil, gas, coal and other natural resources-based energy projects, but not renewable energy projects, to use master limited partnerships (MLPs), a business structure that facilitates investment in qualifying projects. [read post]
7 Mar 2011, 5:00 am
Use of a Qualified Custodian So who can you use as a “qualified custodian“? [read post]
7 Mar 2011, 5:00 am
Use of a Qualified Custodian So who can you use as a “qualified custodian“? [read post]
31 Jan 2019, 2:03 pm
In most cases of ransomware, the fact pattern is the same: Ransomware attackers break into a corporate system and encrypt, or lock-up, a corporate victim’s data. [read post]
17 Jan 2018, 6:21 am
Previous registrations include Oppenheimer & Co., Wayne Hummer Investments LLC, Vision Investment Services Inc., Northern Trust Securities Inc., Invest Financial Corporation, Charter One Securities Inc., Investment Network Inc., Forth Financial Securities Corporation, Marketing One Securities Inc., and Investment Network Inc. [read post]
8 Nov 2009, 1:34 am
The bankruptcy is intended to be used to complete a sale of substantially all of the companies' assets and Erickson has entered into a stalking horse asset purchase agreement with Redwood Capital Investments, LLC. [read post]
