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27 Dec 2015, 6:23 am
In addition, Graystone Consulting, Morgan Stanley’s independent adviser to institutional and wealthy clients recommended the fund in 2014 after creating a due diligence report that clearly highlighted the fund’s liquidity risks. [read post]
23 Mar 2010, 9:50 am
Last December, Stephen Watt, a former coder for Morgan Stanley, was sentenced to two years in prison for providing a sniffer to Gonzalez that helped him siphon card data from TJX’s corporate network. [read post]
10 Jul 2009, 2:28 pm
In Brooklyn, former Morgan Stanley stock lending supervisor Darin Demizio was just sentenced to 38 months in prison, followed by 3 years supervised release, for his conviction in a kickback case involving stock lending on Wall Street. [read post]
20 Oct 2012, 2:37 pm
., Institutional Investor Securities Blog, August 23, 2012 Morgan Stanley Reports a Possible $1.7B in Mortgage-Backed Securities Losses, Institutional Investor Securities Blog, August 16, 2011 [read post]
24 Jan 2016, 8:33 am
From June 2009 until October 2012, Lynch was associated with Morgan Stanley. [read post]
14 Dec 2018, 1:13 pm
Weinberg’s BrokerCheck record also notes that previous to working for Merrill and Stern, she was a registered broker with Morgan Stanley (MS), Prudential Securities Inc., and Lehman Brothers Inc. [read post]
20 Mar 2014, 5:00 am
Metro and Eydelman (.pdf) Morgan Stanley Broker Charged in Post-It Insider Scheme by David Voreacos and Alan Katz in Bloomberg 10 Inconvenient Truths About Law Firm Compliance (.pdf) by Donna Boehme and Joseph Murphy Do Law Firms Need Compliance Programs? [read post]
31 Dec 2008, 9:00 pm
Actually, Dear Reader, I imagine many of you, as I, will be just as pleased to kiss 2008 goodbye: The Dow ended the year down 33.8%, its worst annual showing since 1931--and 28 of the 30 stocks (all but Wal-Mart and McDonalds) were down by more than 10%; The more representative S&P 500 was down 38.5%; The famously tech-centric NASDAQ was down 40.5%; The small-stock Russell 2000 was down 34.8%; The FTSE 100 declined 30.9% on the year, its worst annual drop since it … [read post]
12 Feb 2015, 5:40 am
From July 2007 through October 2011, Lavine was associated with Morgan Stanley. [read post]
6 May 2013, 5:00 am
(Disclosure: my company is on the list.) 1 The Blackstone Group Registered 2 Starwood Capital Group Registered 3 Lone Star Funds (Hudson Advisors) Registered 4 Colony Capital Registered 5 LaSalle Investment Management Registered 6 Tishman Speyer Registered 7 The Carlyle Group Registered 8 Goldman Sachs Real Estate Principal Investment Area Registered 9 Brookfield Asset Management Registered 10 MGPA Registered 11 Morgan Stanley Real Estate Investing Registered 12 CBRE Global… [read post]
11 May 2012, 6:00 am
“If the cash flow is divided into two, a couple needs to determine if they can they live the life that they live now or if they need to make an adjustment, like selling a home,” says Mark Seruya, executive director at Morgan Stanley Smith Barney. [read post]
7 May 2012, 5:00 am
(Disclosure: my company is on the list.) 1 The Blackstone Group Registered 2 Morgan Stanley Real Estate Investing Registered 3 Goldman Sachs Real Estate Principal Investment Area Registered 4 Tishman Speyer Registered 5 Colony Capital Registered 6 The Carlyle Group Registered 7 Lone Star Funds (Hudson Advisors) Registered 8 Beacon Capital Partners Registered 9 Westbrook Partners Registered 10 LaSalle Investment Management Registered 11 MGPA Registered 12… [read post]
1 Apr 2019, 7:54 am
Still, UBS and other investment firms – including Bank of America’s Merrill Lynch (BAC), Credit Suisse (CS), and Morgan Stanley (MS) – have reportedly continued to market Yield Enhancement Strategies to investors despite the ongoing losses. [read post]
8 Sep 2022, 11:35 am
According to the article, in May “Musk sent a message to a Morgan Stanley banker…that read ‘it won’t make sense to buy Twitter if we’re heading into World War III. [read post]
14 Sep 2016, 1:05 pm
From June 2009 until October 2014 Cowans was registered with Morgan Stanley. [read post]
23 Jul 2019, 11:55 am
In sum, Beatriz Vida has 8 Pending Customer Disputes on her FINRA BrokerCheck Report, and has been registered with Morgan Stanley in Washington, D.C. since May 5, 2014, FINRA reports. [read post]
21 Oct 2009, 3:57 am
Sorkin describes a call Cohen made to Kevin Warsh, a governor at the Federal Reserve, on 19 September last year "Warsh received a call from [Cohen], who was now advising both Wachovia on its talks with Morgan Stanley, and Goldman Sachs on its bank holding company status. [read post]
21 Apr 2009, 4:00 pm
Marc writes that The Great Rearranging Hits Wall Street when he says Indeed, the essential disappearance of the investment-banking industry--with all five of the major i-banks having either switched to less flexible and more regulated bank holding companies (Goldman, Morgan Stanley), been bought by bank holding companies with the aid of ample federal government subsidy (Bear Stearns, Merrill Lynch), or, er, filed for bankruptcy and disappeared (Lehman Brothers)--has left an… [read post]
6 May 2015, 5:00 am
The Property was developed in 2003 through a collaboration among the Gale Company, State Teachers Retirement System of Ohio and a Morgan Stanley real estate fund. [read post]
10 Oct 2017, 7:00 am
The announcement that Dole Food has asked Morgan Stanley and Deutsche Bank to receive potential offers for the sale of the company further fuels this prediction. [read post]
