Search for: "SECURITIES CORP." Results 2961 - 2980 of 11,591
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21 Jul 2014, 6:45 am by Thomas G. Heintzman
Storm Capital Corp. dealt with the question of whether an arbitral tribunal has the authority to decide an issue arising out of a statutory regime over which a regulatory tribunal has specific authority. [read post]
25 Feb 2010, 3:55 am by Andrew Lavoott Bluestone
Div. 1988) (expert testimony not required to establish that lawyer retained to secure a debt rendered inadequate professional service by failing to file a security agreement [*28] necessary to secure the debt). [read post]
20 Oct 2009, 8:05 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
1 Aug 2013, 7:00 pm by john
The postings by Carnival Corp., Royal Caribbean and Norwegian Cruise Line show many more crimes were reported to security personnel than had previously been made public, but still a minuscule number compared with the nearly 17 million people who embark on cruises in North America every year. [read post]
3 May 2022, 2:30 pm by Silver Law Group
Ladenburg Thalman & Co. and Compass Point Research & Trading LLC were joint book-running managers for the offering with National Securities and Aegis Capital Corp. serving as co-managers. [read post]
16 May 2016, 3:31 pm by Adam Weinstein
  From December 2008 until March 2014, Ignatowich was registered with Investors Capital Corp. [read post]
16 Sep 2020, 1:39 pm by Silver Law Group
In March 2020, the SPAC agreed to merge with Nikola Corp at an implied enterprise value of about $3.3 billion, having secured a $525 million private placement led by Fidelity. [read post]
20 Jun 2019, 9:19 am by Staff Attorney
  From November 2011 until May 2012 Sherrer was associated with Investors Capital Corp. [read post]
13 Oct 2011, 7:58 pm
Interlink later put out a Form 8-K falsely stating that LED Capital Corp. had said it would put $6 million into it. [read post]
16 Feb 2021, 10:37 am by Shigeki Sakamoto
The CCG was reorganized further into the Chinese People’s Armed Police Force Coast Guard Corps (中国人民武装警察部队海警总队) in 2018 and came under the command of the People’s Armed Police Force. [read post]
2 Jan 2014, 9:15 am
: 3-14853 Case filed:  April 19, 2012Qualifying judgment/order:  October 22, 2013 11/21/2013 02/19/2014 2013-102 In the Matter of Manarin Investment Counsel, Ltd., Manarin Securities Corp., and Roland R. [read post]
19 Sep 2011, 4:48 pm by Alexander J. Davie
Ark., 2006). [2] In a court trial, the issuer would have to produce additional evidence to show substantial compliance with Regulation D, such as subscription documents that evidenced an inquiry into whether the investors were accredited or sophisticated. [2] See http://www.wdfi.org/fi/securities/regexemp/exemptions/23_19_506.htm [3] See for example Chanana’s Corp. v. [read post]