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14 Jul 2011, 11:06 am
The SEC stated that Saksa failed to reasonably supervise Bortel within the meaning of Section 203(e)(6) Direct Liability CCO has direct liability for: –Aiding and abetting, and causing firm violations such as: •Responding to regulatory inquiries •Responding to deficiency letters •Adopt/implement policies and procedures •Failing to file - Permitting unregistered individuals to act As an example the they cited In the Matter of the Buckingham Research Group,… [read post]
28 Dec 2006, 11:48 am
Media Contact: Rebecca Mettler Eastwick Communications 650.480.4020 rebecca@eastwick.com Mentions: ZANTAZ, Inc. - web site | Socha Consulting listing [read post]
31 Mar 2020, 1:23 pm
Conversely, in BH Media Group Inc. v. [read post]
18 Feb 2011, 1:32 pm
" Helix Energy Solutions Group, Inc. also announced on January 21, 2011, that it has executed agreements for its Helix Fast Response System (HFRS) to be named as a spill response resource for the U.S. [read post]
24 May 2016, 9:31 am
The firm failed to obtain a distribution list for the offering document for any offerings.Alton Securities Group Inc. [read post]
16 Oct 2020, 9:00 am
The European Central Bank has also launched a public consultation on the possible creation of a digital euro, after a high-level taskforce sketched out possible scenarios that would require central banks to mint their own cryptocurrency. [read post]
5 Jul 2011, 2:00 am
Ch. 2005), and In re American International Group Inc., 965 A.2d 763, 813 (Del. [read post]
25 Sep 2007, 4:10 pm
Vestment Advisors Inc., a Shorewood, Minnesota-based consulting and training firm for the financial service industry, conducted a survey of 100 investment advisers and other financial services professionals. [read post]
5 Mar 2013, 7:52 am
™ Solutions Law Press, Inc. [read post]
14 Dec 2010, 11:53 am
National Security. 4. [read post]
5 Jul 2023, 6:00 am
Benson Group Inc. [read post]
5 Jul 2023, 6:00 am
Benson Group Inc. [read post]
21 Dec 2011, 9:40 am
An employee of ADP Total Source, Inc., Donald W. purchased long term disability group insurance from his employer that was underwritten by Aetna. [read post]
1 Jun 2021, 12:14 pm
Participate in CDT’s Working Groups, engage with members of CDT’s Advisory Council, Fellows Program, and Collaborating Attorneys’ Network. [read post]
25 Mar 2016, 12:58 pm
Stamer’s legal and management consulting work throughout her nearly 30-year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
25 Mar 2016, 12:58 pm
Stamer’s legal and management consulting work throughout her nearly 30-year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
27 Apr 2018, 6:01 am
Barshay, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Monday, April 23, 2018 Tags: Boards of Directors, Conflicts of interest, Controlling shareholders, Delaware cases, Delaware law, Fairness review, Merger litigation, Mergers & acquisitions, Minority shareholders, Related party transactions, Shareholder suits, Tesla How to Be a Good Board Chair Posted by Stanislav Shekshnia (INSEAD), on Tuesday, April 24, 2018 … [read post]
20 Dec 2008, 3:00 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: Oleg Teterin seeks ‘tens of thousands of dollars’ for rights to use ;-) emoticon, a registered Russian trade mark (Techdirt) (RelatIP) (Ars Technica) (The IP Factor) (Out-Law) (Class 46) New UK copyright consultation: consultation issues include access to works, incentivising investment and… [read post]
1 Dec 2012, 5:42 am
™ Solutions Law Press, Inc. [read post]
1 Mar 2013, 10:04 pm
About Solutions Law Press, Inc. [read post]
