Search for: "Smith v. SMITH" Results 2961 - 2980 of 16,217
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1 Jun 2020, 2:04 am
FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman, Respondent (FINRA AWC)SEC Awards Record Payout of Nearly $50 Million to Whistleblower / Whistleblower Program Reaches $500 Million in Total Awards (SEC Release)Investment Advisor Sues… [read post]
1 Jun 2020, 2:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5252/securities-industry-commentator/FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman,… [read post]
31 May 2020, 4:22 pm by INFORRM
The Guardian had a news piece “Ben Roberts-Smith defamation case delayed as Fairfax lawyers seek to introduce new evidence”. [read post]
28 May 2020, 2:05 am by INFORRM
Two Commons Committees – the Home Affairs Committee and the Digital, Culture, Media and Sport Committee – have recently held evidence sessions with government Ministers discussing, among other things, the government’s proposed Online Harms legislation. [read post]
26 May 2020, 3:06 pm by Patricia Hughes
Residents may return, although they are discouraged from leaving, and must self-isolate in one of only four places Yellowknife, Inuvik, Hay River or Fort Smith, regardless of where they actually live. [read post]
24 May 2020, 6:27 pm by Omar Ha-Redeye
Regardless, Justice Smith sought judicial review before the Federal Court in Smith v. [read post]
23 May 2020, 7:48 am
Radomil / CC BY-SA (http://creativecommons.org/licenses/by-sa/3.0/) Jane Lambert Patents Court (Mr Justice Marcus Smith) Rockwool International A/S v Knauf Insulation Ltd [2020] EWHC 1068 (Pat) (7 May 2020 This was an appeal from the refusal of the hearing officer, Mr Huw Jones,  to revoke British patents GB2451719 ("719") and GB2496951("951") (see Rockwool International A/S and [read post]
22 May 2020, 2:27 pm by Eugene Volokh
Smith, 426 F.3d 567, 572-73 (2d Cir. 2005) (finding that U.S. [read post]