Search for: "AG Investment Corporation"
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10 Jul 2017, 7:50 am
Broker dealers are required to perform adequate due diligence on all investment recommendations to ensure that each investment recommendation that is made is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience. [read post]
6 Aug 2012, 6:49 am
(Baa2) as gas supplier guarantor; (ii) UBS AG (A2) as commodity swap provider; (iii) Assured Guaranty Municipal Corp. [read post]
6 Aug 2012, 6:49 am
(Baa2) as gas supplier guarantor; (ii) UBS AG (A2) as commodity swap provider; (iii) Assured Guaranty Municipal Corp. [read post]
6 Aug 2012, 6:49 am
(Baa2) as gas supplier guarantor; (ii) UBS AG (A2) as commodity swap provider; (iii) Assured Guaranty Municipal Corp. [read post]
14 Feb 2013, 9:30 am
Brokerage firms must also only recommend an investment that is suitable for an individual investor given that person’s age, investment objections, investment experience and risk tolerance. [read post]
10 Jul 2020, 5:42 am
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
3 Aug 2020, 9:57 am
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
7 Jul 2017, 2:00 am
Rather, firm leaders should take the opportunity to invest in the right technology to complement the new processes. [read post]
14 Nov 2006, 2:05 pm
News reports, however, suggest that many retirement-age Canadians had become dependent upon the relatively-high distributions provided by income trusts to fund their income needs post-retirement in reliance on the mistaken belief that these were relatively safe investments. [read post]
31 Aug 2013, 9:28 am
Other aspects commonly referred to are age, disability and experience. [read post]
5 May 2008, 9:15 am
Generally the issuer of a bond (usually a government entity or corporation) pays periodic interest to the bondholder until maturity and then, the bondholder receives back the amount invested. [read post]
9 Sep 2016, 6:26 am
Second, the broker then must match the investment as being appropriate for the customer’s specific investment needs and objectives such as the client’s retirement status, long or short term goals, age, disability, income needs, or any other relevant factor. [read post]
6 Oct 2006, 4:34 pm
An interesting case (Castle Harbour) came out earlier this year in regard to the age old dispute as to whether to characterize an investment in an entity as debt vs. equity. [read post]
23 Sep 2016, 2:38 pm
UTMA further provides that, upon the minor reaching the age of 21, the minor will automatically assume full control over the custodial property. [read post]
23 Sep 2016, 2:38 pm
UTMA further provides that, upon the minor reaching the age of 21, the minor will automatically assume full control over the custodial property. [read post]
26 Apr 2016, 10:19 am
Second, the broker then must match the investment as being appropriate for the customer’s specific investment needs and objectives such as the client’s retirement status, long or short term goals, age, disability, income needs, or any other relevant factor. [read post]
25 Feb 2020, 7:44 am
The firm focusing primarily on corporate debt investments and venture capital investments. [read post]
6 Dec 2014, 5:18 am
Here is a list of some of the key provisions that I thought worthwhile to mention (not exhaustive): Individual Provisions exclusion of up to $2 million ($1 million if married filing separately) of discharged principal residence indebtedness from gross income deduction for mortgage insurance premiums treated as qualified interest deduction for state and local sales taxes above-the-line deduction for qualified tuition and related expensesBusiness Provisions research and experimentation credit … [read post]
4 Jul 2018, 5:35 pm
It has not yet produced a second Progressive Era, yet every day I see signs that this is where we are headed.There is a large literature criticizing the judicial doctrines of the First Amendment, and how they are slanted toward the interests of corporations (and capital generally) in the Second Gilded Age. [read post]
23 Sep 2019, 12:47 am
Investment Trends The funding trends have turned in an unexpected way in 2018 within the U.S. market. [read post]
