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16 Dec 2014, 3:21 pm by David Cosgrove
”  According to a recent article in Bloomberg News, concerns have arisen over ARC’s “business selling non-traded real estate investment trusts (REIT) sponsored by AR Capital, LLC. [read post]
16 Dec 2014, 12:33 pm by John Hopkins
Bushmaster Firearms International, LLC; originally formed as Rambo Acquisition, LLC Freedom Group, Inc. [read post]
22 Sep 2014, 10:37 am by Robert Friedman
  In each case, public financing authorities retained financial services firms as underwriters and broker-dealers in connection with the issuance of auction rate securities (“ARS”). [read post]
15 Sep 2014, 5:23 pm by Joe Mullin
That figure was given to Ars by a source that observed the relevant parts of the court proceedings. [read post]
4 Aug 2014, 2:34 pm by Jay B. Gould
Lawler of Snellville, Georgia, a self-proclaimed minister, and his company, Freedom Foundation USA LLC for fraudulently offering and selling fictitious securities. [read post]
19 Jun 2014, 3:56 am by SHG
Copyright © 2013 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
ARS
27 May 2014, 9:06 am
In considering the Claimant’s request for expungement, the Sole FINRA Arbitrator relied, in part, upon  Securities and Exchange Commission Release 2008-171, UBS Securities LLC and UBS Financial Services, Inc. [read post]
19 May 2014, 6:27 am by Doug Cornelius
1 The Blackstone Group Registered 2 Lone Star Funds (Hudson Advisors) Registered 3 Starwood Capital Group Registered 4 Colony Capital Registered 5 Brookfield Asset Management Registered 6 Tishman Speyer Registered 7 Angelo Gordon Registered 8 Westbrook Partners Registered 9 Oaktree Capital Management Registered 10 Global Logistic Properties  Overseas 11 Walton Street Capital Registered 12 GI Partners Registered 13 Orion Capital Managers Registered (overseas) 14 The… [read post]
21 Mar 2014, 4:21 am by SHG
Copyright © 2013 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
7 Feb 2014, 9:24 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds and issuers of securities, among others. [read post]
31 Jan 2014, 12:35 pm by Joe Mullin
The CEO and general counsel of Personal Audio LLC got on the phone with Ars Technica to explain why the company is asking for the identities of more than 1,300 donors who have chipped in to help the Electronic Frontier Foundation fight its podcasting patent. [read post]
31 Jan 2014, 9:40 am by Jonathan Bailey
Let me know via Twitter @plagiarismtoday. 1: Tarantino Sues Websites Over Screenplay First off today, Ben Fritz at the Wall Street journal reports that director Quentin Tarantino has filed a lawsuit against both AnonFiles.com and Gawker Media LLC over the publication of a screenplay that he was working on but had not started production. [read post]
6 Dec 2013, 9:51 am by Lai Yip
  This TQP case, in fact, was budgeted for appeal from the start, according to Ars Technica. [read post]