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5 Apr 2011, 11:21 am
Gutpa alleged, by seeking civil penalties through the retroactive application of the Dodd-Frank Act in the Administrative Proceeding (as opposed to in a federal court), the SEC unconstitutionally deprived him to a jury trial in federal court (pointing out that the SEC has filed all of its cases related to Mr. [read post]
15 Oct 2015, 7:49 am
The George Washington University Law School is now accepting applications for the 2016-2018 Frank H. [read post]
11 Dec 2010, 11:02 am
The trade groups pointed out that Dodd-Frank gives the SEC and CFTC discretion in determining when new regulatory measures will become applicable. [read post]
20 Jul 2010, 8:00 am
Dodd-Frank has extended to the Commission broad authority to define critical terms. [read post]
30 Jun 2010, 5:13 pm
Filed under: Applications, Projects, Technology developments, Technology tools Tagged: Bluebook, Citation Style Language, CSL, Frank Bennett, Legal citation, Legal citation software, Legal citations, Zotero [read post]
13 Apr 2016, 1:02 pm
Our colleague Frank C. [read post]
17 Aug 2010, 11:50 am
The Dodd-Frank Act repealed Rule 436(g) under the Securities Act. [read post]
27 Jan 2011, 11:36 am
Similarly, the states take a similar approach on the application of investment adviser laws to financial planners and, as a result, generally register and oversee financial planners as investment advisers. [read post]
Texas Supreme Court Agrees to Hear Dispute over Employment Agreement to Waive Jury Trial of Disputes
1 Jun 2011, 7:25 am
The Supreme Court of Texas has agreed to hear the case of In re Frank Kent Motor Co. d/b/a Frank Kent Cadillac, No. 10-0687. [read post]
11 Aug 2010, 9:37 am
The ambassador's statements came during a news conference at the Visa Application Centre (VAC). [read post]
7 Mar 2011, 6:56 pm
By contrast, the European Commission said in its proposal that such limitations on ownership may have undesirable consequences on market structures.With regard to the cross-border application of swap dealer regulations, Section 722 of Dodd-Frank states that the provisions of the Act must not apply to activities outside the U.S. unless they have a direct and significant connection with activities in, or effect on, U.S. commerce, or contravene CFTC regulations preventing the evasion… [read post]
10 Jan 2017, 11:24 am
The buyer can get immediate access to financing without all the complications of a formal mortgage application process with the local bank. [read post]
28 Jul 2022, 6:56 am
Pix Credit here Frank S. [read post]
23 Feb 2018, 6:15 am
Somers, a case addressing the split in the circuits regarding the application of the Dodd-Frank whistleblower anti-retaliation protections: do the protections apply regardless of whether the whistleblower blows the whistle all the way to the SEC or just reports internally to the company? [read post]
10 May 2011, 6:59 am
The Notice seeks applications for membership on FACI. [read post]
5 Feb 2008, 5:40 am
I've worked with Frank for a number of years and those in Connecticut may know Frank from his prior company, Decision Strategies. [read post]
26 Jun 2011, 3:28 pm
The SEC has yet to propose rules under Section 953(b) since Dodd-Frank set no deadline for SEC rulemaking. [read post]
4 Sep 2012, 7:45 am
CFTC Inundated With Swap Rule CommentsAs the comment period for a rule on the extraterritorial application of Dodd-Frank-mandated swap rules draws to a close, the CFTC is receiving a large volume of comments on the rule, the majority of them critical. [read post]
14 Jan 2011, 2:59 pm
In cases where an OMWI director determines that an agency contractor has failed to make a good faith effort to include minorities and women in their workforce, the agency head may refer the matter to the Department of Labor’s Office of Federal Contract Compliance Programs (OFCCP) or take other appropriate action, including termination of the applicable contract. [read post]
8 Jul 2008, 1:55 am
Frank, Haron, Weiner & Navarro was asked to contribute to this prestigious magazine sent to 20,000 practitioners. [read post]
