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25 Mar 2024, 1:54 pm
A district court in Georgia recently granted a Motion for Preliminary Injunction filed by HOA Franchising, LLC’s, the franchisor of the Hooters restaurant chain (“Hooters”), against one of its former restaurant franchisees, MS Foods, LLC (“Franchisee”), but in doing so “blue-penciled” the Hooter’s post-term restrictive covenant to narrow the geographic limitations on the Franchisee. [read post]
8 Sep 2021, 12:01 pm
Sports Turf claims it continued selling products on behalf of GreensGroomer after the termination of the Agreement. [read post]
5 Jan 2021, 11:32 am
The firm filed a Form U5 indicating that he had been terminated regarding the policy. [read post]
6 Apr 2022, 2:00 pm
This argument was based on section 4A-606 of the Corporations and Associations article which provides that, unless otherwise agreed, a member’s membership in an LLC terminates at death. [read post]
8 Apr 2008, 7:21 am
In Hall Street Associates, LLC v. [read post]
29 Nov 2023, 2:23 pm
(CRD#:5685), Alpena, MI, B, 03/25/2017 – 02/09/2018, MML INVESTORS SERVICES, LLC (CRD#:10409), ALPENA, MI B, 10/08/2007 – 03/25/2017, MSI FINANCIAL SERVICES, INC. [read post]
24 Mar 2016, 4:39 pm
In August 2015, LEAF Equipment Leasing Income Fund III filed a Certification and notice of Termination of Registration with the Securities and Exchange Commission (SEC). [read post]
7 Mar 2021, 4:58 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Mack Miller (Miller), associated with Spartan Capital Securities, LLC (Spartan Capital) has been subject to at least three customer complaint, one regulatory action, and three judgement or liens during his career. [read post]
23 Mar 2020, 6:56 am
From November 2015 until September 2019 Antaki was registered with First Standard Financial Company LLC. [read post]
29 Jul 2018, 1:46 pm
From August 2012 until November 2015 Knee was associated with Ameriprise. [read post]
6 Jul 2018, 11:47 am
From 1982 until November 2013, Solomon was associated with CMS Investment Resources, LLC. [read post]
1 Jul 2021, 6:40 am
After Perry reportedly voluntarily terminated his association with his member firm, Stifel Nicolaus in March 2019, the firm reportedly filed a Form U5 amendment disclosing a customer complaint alleging failure to follow the customer’s stated goals and failure to disclose risks associated with options trading, according to a letter of acceptance. [read post]
6 Oct 2018, 10:09 am
According to BrokerCheck records financial advisor David Barber (Barber), formerly employed by Madison Avenue Securities, LLC (Madison Avenue) has been subject to five customer complaints, two regulatory actions, and one employment termination for cause. [read post]
27 Apr 2022, 6:47 am
Therefore, he was barred indefinitely and permanently by FINRA from association with any member, effective 3/17/2022. [read post]
12 May 2020, 6:12 am
Noyes & Company (David Noyes), IFS Securities, and Cabot Lodge Securities LLC (Cabot Lodge) has been subject to at least seven customer complaints and one employment terminations for cause during the course of his career. [read post]
1 Jul 2019, 7:02 am
From March 2014 until June 2015 Bourgeois was registered with LPL Financial LLC. [read post]
3 Apr 2014, 6:07 am
From July 2007, through February 2008, Lee was associated with FINRA firm BrokersXpress LLC. [read post]
22 Oct 2015, 7:56 am
” From the news release of the American Association for Justice. [read post]
31 Mar 2009, 4:57 am
West Willow-Bay Court, LLC v. [read post]
22 Dec 2023, 6:00 am
The Plaintiff claims that on February 2, 2023, it notified the Defendant that it was terminating Luxury Mattress’s authorization to sell Tempur Sealy products. [read post]
