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27 Jan 2017, 5:00 am by John Jascob
Piwowar joined the Commission in August 2013 after having served as chief economist to the Republican leadership on the Senate Banking Committee. [read post]
2 Jan 2017, 9:30 pm by Sophia Yan
The Agency previously signaled in a recent rule proposal that it might be open to regulating FinTech companies differently, a direction confirmed by Comptroller of the Currency Thomas Curry in remarks at the Georgetown University Law Center. [read post]
25 Dec 2016, 9:31 pm by RegBlog
  Stress Tests and the End of Bank Supervision Peter Conti-Brown (The Wharton School of the University of Pennsylvania) | Thursday, April 21 New federal authority surrounding stress tests means banking supervisors take a back seat to regulators. [read post]
11 Dec 2016, 11:54 pm by INFORRM
 Carroll, Georgetown University Law Center. [read post]
4 Dec 2016, 4:08 pm by INFORRM
In a proceeding brought by the Royal Bank of Canada against a debtor, the bank required the mortgage discharge statement held by Scotiabank in order to complete a sheriff’s sale of the property. [read post]
18 Nov 2016, 1:00 am
Posted by Evgeny Lyandres, Boston University, on Sunday, November 13, 2016 Tags: Banks, Collusion, Firm valuation, Foreign banks, Investment banking, IPOs, Offer pricing, Public firms, Underwriting ETF Trading and Informational Efficiency of Underlying Securities Posted by Lawrence R. [read post]
14 Nov 2016, 8:52 am by Quinta Jurecic
Event Announcements (More details on the Events Calendar) Monday, November 14th at 5pm: At the Hoover Book Soiree, Benjamin Wittes will interview William Banks on his new book with Stephen Dycus, Soldiers on the Home Front: The Domestic Role of the American Military. [read post]
9 Nov 2016, 9:01 am
Winn, “The Secession of the Successful: The Rise of Amazon as Private Global Consumer Protection Regulator,” Arizona Law Review 58:193 (2016); Larry Catá Backer, “Economic Globalization and the Rise of Efficient Systems of Global Private Law Making: Wal-Mart as Global Legislator,” 39(4) Connecticut Law Review 39(4):1739-1784 (2007) [5] Susan Park. and Antje Vetterlein, “Owning Development: Creating Global Policy Norms in the IMF and the World… [read post]
2 Nov 2016, 6:46 am by Kelly Buchanan
During my time at the bank, I assisted with the writing of the Islamic and Banking Department’s book titled Standards Abstracted from Resolutions of Shari’a Board of Bank Al-Bilad. [read post]
21 Oct 2016, 1:00 am
Langevoort, Georgetown University Law Center, on Thursday, October 20, 2016 Tags: Behavioral finance, Compliance & ethics, Disclosure, Diversity, Information environment, Insider trading, Investor protection, Market efficiency, Misconduct, Overconfidence, Securities regulation Voting Standards Are Not that Standard Posted by Daniel E. [read post]
14 Oct 2016, 6:05 am
Bachelder III, McCarter & English LLP, on Thursday, October 13, 2016 Tags: Accounting, Banks, Bonuses, Clawbacks, Disclosure, Dodd-Frank Act, Equity-based compensation, Executive Compensation, Financial institutions, Incentives, Management, Misconduct, Pay for performance, Risk management,Sarbanes–Oxley Act [read post]
11 Oct 2016, 6:25 am
Posted by Anna Gelpern, Georgetown University Law Center, and Erik F. [read post]
23 Sep 2016, 6:05 am
Posted by Vladimir Mukharlyamov, Georgetown University, on Wednesday, September 21, 2016 Tags: Asset management, Capital structure, Equity capital, Firm performance, Fund managers, Incentives, Management,Oversight, Partnerships, Private equity, Surveys A Gadfly’s Perspective Posted by Jonathan Kalodimos, Oregon State University College of Business, on Wednesday, September 21, 2016 Tags: Boards of Directors, Capital allocation, Engagement, Institutional Investors, Management,… [read post]
2 Sep 2016, 4:32 am by SHG
Georgetown University makes its own decisions. [read post]
22 Aug 2016, 4:00 am by Howard Friedman
, (RegNet Research Paper No. 2016/113 (2016)).Waeibrorheem Waemustafa & Suriani Sukri, Syari’Ah Compliance and Lawful Profit Making Dilemma in Malaysian Islamic Banks, (August 16, 2016).From SmartCILP:Nathan Lee, Convert or Die: Forced Religious Conversions and the Convention on the Prevention and Punishment of the Crime of Genocide, 47 Georgetown Journal of International Law 573-606 (2016).New Book:Thomas C. [read post]
24 Jul 2016, 3:08 pm
Those people who don't usually pay attention because they don’t have to will still notice if the firm pursues change initiative that affect their time, workflow, or bank account. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
2 May 2016, 1:45 pm by Benjamin Wittes
The address is followed by a panel discussion, which I moderated, that includes a diverse group of commentators: Greg Nojeim, senior counsel and director of CDT’s Freedom, Security and Technology Project, Susan Hennessey of Brookings and Lawfare, Daniel Weitzner of MIT’s Computer Science and Artificial Intelligence Laboratory, Laura Donohue of Georgetown Law, and Hoffman. [read post]
29 Apr 2016, 6:10 am
Coleman, Sullivan & Cromwell LLP, on Tuesday, April 26, 2016 Tags: Bank boards, Banks, Boards of Directors, Clawbacks, Compensation regulation, Dodd-Frank s.956, Executive Compensation, Federal Reserve, Financial institutions, Financial Regulation, Incentives, Investment advisers, NCUA,Performance measures, Risk oversight, Risk-taking Articles by Bebchuk, Coates and Fried Voted to be Among the Top Ten Corporate and Securities Articles of 2015 Posted by Kobi Kastiel,… [read post]