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8 Oct 2007, 7:38 am
A recent issue of Rolling Stone named Martin Scorcese's The Last Waltz the #1 music DVD of all time. [1] It chronicles late-60s alt-country rock stars The Band's final concert, interspersed with interviews and commentary chronicling their impact on the music scene. [2] The magnificent film, however, neglects to answer one nagging, persistent inquiry: why did they break up? [read post]
5 Oct 2007, 7:32 am
Federal regulators closed NetBank Inc. [read post]
4 Oct 2007, 1:37 am
H&Y Cleaners Inc. [read post]
30 Sep 2007, 8:49 pm
Federal regulators closed NetBank Inc. [read post]
20 Sep 2007, 2:50 pm
The NYSE said that the Smith Barney Division of Citigroup Global Markets, Inc. failed to supervise branch offices and financial consultants "who engaged in market timing, including the use of deceptive trading practices to conceal their own identities of their timing customers, as well as their excessive trading. [read post]
17 Sep 2007, 2:52 am
Barney Frank on September 15, 2007 to be Marked-Up by the House Financial Services on September 18, 200709/14/2007
Letter to Office of Detention and Removal Operations Director John Torres from Rep. [read post]
17 Sep 2007, 1:25 am
All Funds on Deposit at: Citigroup Smith Barney Account No. 600-00338U.S. [read post]
13 Sep 2007, 6:19 am
Citigroup Global Markets, Inc., 487 F.Supp.2d 1009, 1012 (S.D. [read post]
12 Sep 2007, 1:21 am
ALM Privacy Policy / Contact Us
© 2007 ALM Properties, Inc. [read post]
22 Aug 2007, 11:50 am
Va. 1998) (dismissing official capacity claim "since the same is duplicative of the suit against the City itself"); R.S.S.W., Inc. v. [read post]
6 Aug 2007, 2:55 pm
The former SEC members' brief is opposed by the parties sued in the case -- Scientific-Atlanta Inc. and Motorola Inc. [read post]
31 Jul 2007, 6:05 am
Scientific-Atlanta, Inc. [read post]
24 Jul 2007, 4:46 pm
The Smith Barney unit of Citigroup Global Markets Inc. will pay a fine of $10 million to the NYSE, and a fine of $5 million to the State of New Jersey, related to a "separate regulatory matter arising out of the same conduct. [read post]
24 Jul 2007, 2:06 pm
Two other large retail operations, Citigroup Inc.'s Smith Barney unit and UBS, ranked below average. [read post]
24 Jul 2007, 11:37 am
The NYSE said that the Smith Barney Division of Citigroup Global Markets, Inc. failed to supervise branch offices and financial consultants "who engaged in market timing, including the use of deceptive trading practices to conceal their own identities of their timing customers, as well as their excessive trading. [read post]
17 Jul 2007, 1:52 am
-funded youth abstinence programs 07/16/2007
Letter to World Bank President Robert Zoellick from House Financial Services Committee Chairman Barney Frank Letter requests releasing data from a recent draft report evaluating pollution problems in China 07/16/2007
Preliminary CBO Estimate of Changes in SCHIP and Medicaid Enrollment of Children under the Chairman's Mark for the CHIP Reauthorization Act of 2007, S.__ (PDF 11.5 KB) Prepared by the Congressional… [read post]
29 Jun 2007, 1:34 am
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New DealsThursday, June 28, 2007By Sam Weisberg"Istithmar, the investment branch of the Dubai, United Arab Emirates government, has purchased Barneys New York Inc. from Jones Apparel Group for $825 million. [read post]
24 Jun 2007, 4:26 am
Merrill Lynch, Morgan Stanley, Smith Barney and Charles Schwab are being sued for claims they improperly directed their clients's funds into lower paying deposit accounts at affiliate banks, enabling those banks to reap billions in extra profits. [read post]
18 Jun 2007, 1:25 am
The latter comes came from a civil class action involving Smith Barney, which had tried to get the case dismissed under SLUSA. [read post]
12 Jun 2007, 1:26 am
Barney Frank and Edward Markey (PDF 141 KB) Letter requests information regarding the practice of accepting and processing unsigned or "remotely created" checks; letter was also sent to the FDIC, Office of Thrift Supervision, National Credit Union Administration and the Comptroller of the Currency 06/11/2007
Letter to Sens. [read post]
