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23 Jan 2020, 10:54 pm by Doug Cornelius
ColosimoThe CLS Blue Sky Blog Channel Medsystems, Inc. v. [read post]
7 Aug 2015, 6:00 am by Doug Cornelius
– Mary Jo White, Chair, SEC [More…] Social Media Week Part I – Using Social Media In Your Compliance Program Social Media Week Part II – Sharing in the Compliance Function Social Media Week Part III – Twitter and Innovation in Your Compliance Program Social Media Week Part IV – Telling a Story About Honey Social Media Week Part V – Tools and Apps for the Compliance Practitioner Are conflicts of interest policies a violation… [read post]
4 May 2018, 6:00 am by Doug Cornelius
In a ruling by summary order, the panel concluded that none of the three sets of statements at issue constituted a material misstatement or omission (Martin v. [read post]
11 Oct 2019, 12:00 am by Doug Cornelius
The Supreme Court majority kicked that question down the line in its 2018 Lucia v. [read post]
8 Dec 2017, 6:00 am by Doug Cornelius
The court found that the plaintiff sufficiently alleged that the defendants set up a structure whereby they profited at the expense of the stockholders, maximizing the profits at the first entity they created to the detriment of the non-controlling stockholders of another entity they created and took public (RCS Creditor Trust v. [read post]
28 Apr 2017, 8:37 am by Doug Cornelius
Supreme Court’s definition of an “investment contract” in SEC v. [read post]
10 May 2013, 5:06 am by Doug Cornelius
The Moral of a Recent Second Circuit Opinion: Don’t Rely on Commas for Disambiguation by Ken Adams in Adams on Contract Drafting Via this post by Ray Ward I learned of the recent opinion of the Second Circuit Court of Appeals in AIG v. [read post]
16 Oct 2015, 6:32 am by Doug Cornelius
[More…] Compliance at the Tipping Point, Part V – Protection Afforded From a Compliance Program by Tom Fox in the FCPA Compliance Report Finally, is the last tipping point the Schrems decision from the European Court of Justice (ECJ), which invalidated the Safe Harbor provision through which American companies brought information developed through hotlines and internal information back to the US? [read post]
8 Apr 2016, 9:15 am by Matrix Legal Support Service
On 9 February 2016 the Supreme Court heard the appeal of Lynn Shellfish Ltd & Ors v Loose & Anor. [read post]