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5 Mar 2015, 6:37 am
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D.One-size-fits all stock trading has disadvantaged small companies and led to a significant decline in the number of listed companies and IPOs since the late 1990s, said investment banker David Weild in a meeting of the SEC Advisory Committee on Small and Emerging Companies. [read post]
15 Jul 2021, 7:42 am
By Lene Powell, J.D.Accelerating momentum to get market participants to switch from the LIBOR benchmark rate to an alternative reference rate, the CFTC Market Risk Advisory Committee (MRAC) adopted the "SOFR First" initiative as a market best practice. [read post]
12 Apr 2017, 1:23 pm
Jane C. [read post]
9 Sep 2018, 5:29 am
Query: Rumpole had a tough decision in starting Jets RB Powell, or Cheaters RB Rex Burkhead as the flex player. [read post]
3 Sep 2014, 11:37 am
§ 7a-2(c), the applicable statutory standard for self-regulatory rule approvals, the CFTC was required to approve the CME rule unless it found that the rule was “inconsistent” with the CEA or CFTC regulations. [read post]
4 Dec 2018, 7:00 am
”The CFTC alleged that the defendants had violated Sections 6(c) and 9(a)(2) of the Commodity Exchange Act, which prohibit market manipulation and attempted manipulation. [read post]
2 Jun 2013, 2:15 pm
Joshua Robertson, No. 105,882 (Butler)Motion to correct illegal sentence appealMichael C. [read post]
28 Oct 2015, 5:30 am
By Lene Powell, J.D.A combination of rules in the U.S. and abroad are, when taken together, depriving financial markets of critical liquidity in times of market stress, warned CFTC Commissioner J. [read post]
3 Jan 2024, 8:21 am
By Lene Powell, J.D.Crypto firm Terraform Labs and its founder Do Kwon sold unregistered securities, a federal district court ruled. [read post]
6 Feb 2017, 5:00 am
By Lene Powell, J.D.The CFTC settled charges against The Royal Bank of Scotland plc (RBS), finding that certain of the bank’s traders attempted to manipulate U.S. [read post]
11 Feb 2015, 7:32 am
[This story previously appeared in Securities Regulation Daily.]By Lene Powell, J.D.A New York-based investment fund sued a group of major banks in a putative class action, alleging that they conspired to restrain trade in and manipulate the Swiss franc London Inter-bank Offered Rate (LIBOR), from 2005 through at least 2009. [read post]
22 Oct 2021, 7:00 am
Gail Christopher, john a. powell, Uma Viswanathan, and Dan Cardinali Upswell Summit 2021: Rev. [read post]
5 Apr 2016, 12:07 pm
Englund, Lane Powell PC, P. [read post]
8 Nov 2011, 2:44 pm
S. 263, 293 (1980) (POWELL, J., dissenting). [read post]
25 May 2007, 10:38 am
* Last, First Impressions editor Scott C. [read post]
21 Apr 2014, 6:29 am
Powell, __ N.C. [read post]
9 Apr 2007, 6:04 am
" Pennsylvania Court of Common Pleas Judge Idee C. [read post]
8 Aug 2012, 8:00 am
Paul Jones, Jr. 80,000 160,000 0 0 240,000 Monica C. [read post]
7 Jun 2011, 5:00 am
Paul Jones, Jr. 80,000 160,000 0 240,000 Monica C. [read post]
30 Sep 2022, 10:31 pm
Laurene Powell Jobs Is Giving It Her All via @WSJGene: Harlem Clergy Took Secret Cash As They Sold Churches To Developer: AGLinda Rosenthal: Insurrection-Group Revocation? [read post]
