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1 Nov 2008, 3:12 am
(Ars Technica) CAFC: Co-inventors contribution must be 'more than the exercise of ordinary skill'; NTP awarded attorneys' fees: Oren Tavory v NTP (Patently-O) (Law360) (Law360) (Property, intangible) (Patent Prospector) (Property, intangible) PTO announces no IDS or Markush Rules during Bush Administration (Patent Prospector) (Hal Wegner) (Patently-O) (Patent Docs) Global Global - General Exploding the intangible asset market cap myth (IP… [read post]
6 Mar 2018, 8:13 am
Gary Dennis Ruiz Citigroup Global Markets Inc. [read post]
31 Mar 2020, 6:48 am
Unfortunately for investors, COVID-19 global pandemic has caused securities markets to crash. [read post]
22 Oct 2019, 11:44 am
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick Auckland TIAA-VREF Individual & Institutional Services Morgan Stanley Matthew DiNinno Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Nicholas Diesso Ameriprise Financial Services … [read post]
5 Jun 2014, 4:36 am
Citigroup Global Markets Inc., in which it concluded that the district court’s refusal to approve a consent judgment between the SEC and Citigroup was an abuse of discretion. [read post]
29 Feb 2008, 8:00 am
You can separately subscribe to the IP Thinktank Global week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included:German Federal Constitutional Court: unauthorised government surveillance of personal computers breaches individual’s right to privacy: (Catch Us If You Can!!!) [read post]
15 Jul 2009, 8:57 am
In Citigroup Global Markets, Inc. v. [read post]
16 Mar 2012, 10:00 am
Citigroup Global Markets Inc., No. 11-5227-cv (2d Cir., Mar. 15, 2012). [read post]
24 Feb 2012, 11:10 am
The SEC came under fire by Judge Jed Rakoff last year, when he blasted the SEC for reaching a settlement with Citigroup Global Markets Inc. that did not require the company to admit or deny wrongdoing in connection with a failed mortgage-backed securities fund, and refused to sign off on the deal. [read post]
16 Dec 2011, 5:58 am
Securities and Exchange Commission on Thursday said it is appealing a federal judge's decision last month to reject a $285 million agreement Citigroup Global Markets Inc. reached with the SEC to settle civil fraud charges the agency brought against the company, The National Law Journal reports. [read post]
9 Jan 2017, 8:33 am
Lindsay is an attorney who currently is the Managing Director and General Counsel of Capital Markets and Corporate Reporting at Citigroup Inc. [read post]
9 Jun 2008, 2:33 pm
Since last week, the Court has dismissed In re Citigroup Global Markets, Inc. [read post]
16 Sep 2015, 6:04 am
From 1993, until April 2009, Madden was associated with Citigroup Global Markets Inc. [read post]
22 Oct 2019, 12:22 pm
Ameriprise Financial Services NBC Securities Jeffrey Lundstrom Signator Investors, Inc Transamerica Financial Advisors Uriah Mitchell JP Morgan Securities Raymond Montchal Morgan Stanley Citigroup Global Markets Robert Neuedorf David Lerner Associates Merrill Lynch, Pierce, Fenner & Smith Silver Law Group represents investors in securities and investment fraud cases… [read post]
12 Jun 2018, 8:51 am
Courtesy of LAWA The bonds were underwritten by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc. and Ramirez & Co., Inc. [read post]
6 Feb 2018, 7:36 am
Lampe Morgan Stanley Citigroup Global Markets Inc. [read post]
22 Jun 2009, 3:00 am
Ct. 1396 (2008) prevents the court's review of the arbitration award on nonstatutory grounds (”manifest disregard of the law” or contrary to public policy), the court cited Citigroup Global Markets, Inc. v. [read post]
17 Mar 2009, 8:45 am
Second, just last week in Citigroup Global Markets, Inc. v. [read post]
19 Apr 2009, 10:13 am
• Hallmark Cards, Inc is laying off between 550 and 750 employees. [read post]
25 Jan 2012, 11:03 am
Citigroup Global Markets, Inc. [read post]
