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18 Jun 2012, 12:16 pm by Elan Mendel
Gensler also announced that the CFTC will give overseas-based swap dealers up to a year to comply with Dodd-Frank provisions governing capital and risk management requirements. [read post]
8 Dec 2016, 1:51 pm by Howard Friedman
Maryland-National Capital Park and Planning Commission (audio of oral arguments). [read post]
20 Jan 2012, 2:45 pm by Lovechilde
By Jeff Gamso, cross-posted from his blog, Gamso - For the Defense Paul Szep He'll get a chance because his lawyers abandoned him. [read post]
14 Oct 2020, 6:31 am by Nikolai de Koning
As a result, a level playing field between third country insurers operating on a cross-border basis and EU and Dutch insurers is no longer guaranteed. [read post]
8 Sep 2019, 3:00 pm by Doug Cornelius
Sources: OCIE Risk Alert: Investment Adviser Principal and Agency Cross Trading Compliance Issues September 4, 2019 Gardner Russo & Gardner, IM Staff NoAction Letter (June 7, 2006) Paradigm Capital Mgmt., Inc., Advisers Act Rel. [read post]
3 Jun 2011, 1:28 pm by James Hamilton
As the EU reached the final stages of legislation regulating derivatives and the SEC and CFTC implement the Dodd-Frank derivatives regulatory regime, EU Commissioner for the Internal Market Michel Barnier called for consistent cross-border regulation of derivatives. [read post]
9 Jul 2011, 1:32 am by LindaMBeale
See Debt Ceiling Hypocrisy, Naked Capitalism (cross posted from Credit Writedowns) (July 7, 2011). here's an excerpt. [read post]
29 Jan 2008, 10:41 am
From New West:Please Don't Kill Anybody Here, an Idaho County AsksIf you're thinking about killing someone, Jefferson County sure hopes you're not planning to do it there.The eastern Idaho county, the largest city in which is Rigby, is the only county in the state of Idaho that does not participate in the Capital Crimes Defense Fund... [read post]
6 Oct 2008, 1:13 pm
In the current environment, there is a movement within some of these groups to expand their reach, even cross-investing in the portfolio of another angel network. [read post]
13 Oct 2014, 3:25 pm by Guest Author
Replacing Circular 75, Circular 37 simplifies the SAFE registration process for Chinese residents seeking offshore investments and financings, and it liberalizes cross-border capital outflow by Chinese residents. [read post]
21 Feb 2017, 11:32 am by Ed. Microjuris.com Puerto Rico
Rovira-Rullán is a Capital Member of Ferraiuoli LLC and Chair of its Corporate Department. [read post]
10 Aug 2011, 4:00 am by Howard Friedman
In the Philippine capital of Manila, the board of the government-run Cultural Centre of the Philippines has closed down an exhibit that included works by local artist Mideo Cruz which Christians found highly offensive. [read post]
17 Aug 2009, 6:20 pm
That proposed policy's requirements of 15% Tier 1 capital, a three-year "lock in" for the investors, and expanded cross-guaranty liability are all non-starters. [read post]
16 Sep 2013, 2:46 pm by Admin
More and more, venture capital firms are investing in start-ups seeking to expand internationally or with nascent cross-border operations in place. [read post]
The draft Regulation amends the Capital Requirements Regulation with the aim of strengthening the conditions for granting preferential capital treatment by adding further requirements. [read post]
24 Dec 2009, 3:28 pm by georgbrem
A Georgian airline said this week that it would apply to the Russian authorities for permission to fly to Moscow from Tbilisi, the Georgian capital. [read post]
3 Apr 2013, 8:19 am by James Hamilton
Members of the House Capital Markets Subcommittee expressed concern that, with regard to cross-border derivatives transactions, the CFTC issued guidance centered on the doctrine of substituted compliance, while the SEC will conduct formal rulemaking. [read post]