Search for: "Capital Industries, Inc."
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11 Jan 2007, 3:25 pm
" Founded in 2000, Greenhill Capital Partners ("GCP") currently manages two private equity funds with an aggregate of $1.3 billion in committed capital, focusing primarily on the financial services, energy, and telecommunications industries. [read post]
19 Sep 2019, 11:09 am
Greenlane Holdings, Inc. [read post]
21 Oct 2020, 11:44 am
According to SEC filings, Viking Energy Group Inc. filed a form D to raise capital from investors in 2017. [read post]
17 Mar 2022, 12:08 pm
Paul Koch was reportedly affiliated with the following firms during his career, among others, according to FINRA: 10/26/2018 – 02/04/2022, RBC CAPITAL MARKETS, LLC (CRD#:31194), Wayzata, MN, 01/28/2009 – 11/07/2018, UBS FINANCIAL SERVICES INC. [read post]
4 Sep 2015, 6:35 am
He was also previously registered with Clearing Services of America, Inc., American Capital Equities, Inc., Dominick & Dominick, Inc. and David Lerner Associates, Inc., according to industry records. [read post]
13 Aug 2018, 11:17 am
His previous employers include VTR Capital, Inc. [read post]
23 Oct 2020, 3:31 am
Allstate (BrokeAndBroker.com Blog)FINRA Member Firm Prevails in Rare Indemnification Arbitration Against Former EmployeeIn the Matter of the Arbitration Between Capital Financial Services, Inc., Claimant, v. [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
13 Mar 2023, 4:17 am
(Financial Advisor IQ by Glenn Koch) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) JOIN the Financial Professionals Coalition, Ltd 4Cir Affirms Denial of Motion to Vacate FINRA Arbitration AwardKayvan Karoon; KS Capital Management, Inc., Appellants, v. [read post]
8 Oct 2021, 6:21 am
He had been in the industry since 2011. [read post]
26 Feb 2018, 8:00 am
” (The “+” moniker also evokes the Chinese government’s “Internet Plus” (互联网+) agenda, which aims to capitalize on the integration of Internet and cutting-edge digital technologies into various Chinese industries and government agencies.) [read post]
29 Jan 2019, 7:15 am
He has been in the industry since 1998. [read post]
21 Nov 2018, 7:55 am
He was previously employed with Global Arena Capital Corp (CRD #16871) of New York, NY, Prestige Financial Center, Inc. [read post]
25 Oct 2023, 12:49 pm
Joseph Desapio Spartan Capital Securities, LLC Worden Capital Management LLC DeVere Dudley Raymond James Financial Services, Inc. [read post]
9 Dec 2021, 2:56 pm
Young EnergyServe Inc. [read post]
6 Jun 2013, 9:04 am
[A]n industry in the United States shall be considered to exist if there is in the United States, with respect to the articles protected by the patent, copyright, trademark, mask work, or design concerned— (A) significant investment in plant and equipment; (B) significant employment of labor or capital; or (C) substantial investment in its exploitation, including engineering, research and development, or licensing. 19 U.S.C. [read post]
16 Mar 2021, 7:13 am
The company reportedly filed a form D to raise capital from investors in 2017. [read post]
9 Nov 2019, 8:10 am
Posted by Jackie Cook and Jasmin Sethi, Morningstar, Inc., on Saturday, November 9, 2019 Editor's Note: Jackie Cook is Director of Manager Research and Jasmin Sethi is Associate Director of Policy Research at Morningstar, Inc. [read post]
19 Feb 2019, 1:51 pm
His previous employers include Global Arena Capital Corp (CRD #16871, expelled by FINRA on 4/1/2016), First Midwest Securities, Inc. [read post]
30 Dec 2013, 6:33 am
” Thereafter, Isaacs was registered with TFS Securities, Inc. [read post]
