Search for: "Capital Management Securities"
Results 281 - 300
of 10,564
Sort by Relevance
|
Sort by Date
2 Feb 2024, 9:45 am
The Securities and Exchange Commission today announced that Brian Sewell and his company, Rockwell Capital Management, agreed to settle fraud charges in connection with a scheme that targeted students taking Sewell’s online crypto trading course known as…Read the Full Press Release Have a securities law question? [read post]
2 Feb 2024, 3:00 am
Cori Bush for allegedly misusing money intended for members of Congress to spend on private security. [read post]
1 Feb 2024, 9:05 pm
It is based on his recent paper, “The capital-market effects of introducing private rights of action in securities regulation: Evidence from the United Kingdom,” available here. [read post]
31 Jan 2024, 9:05 pm
Increasingly, new firms can raise much larger sums of capital in the private capital markets with the result that private firms can delay going public, and when they do eventually go public, they do not need to raise new equity capital to fund their investment plans. [read post]
31 Jan 2024, 9:01 pm
The Supreme Court will continue to shape securities law jurisprudence. [read post]
30 Jan 2024, 9:50 am
Such systems go well beyond review of the income statement and balance sheet and must focus on operating cash flows, capital expenditures and other key [read post]
30 Jan 2024, 7:50 am
Additionally, it charged them with the forming and managing of a terrorist group with the aim of disrupting the country’s security. [read post]
30 Jan 2024, 2:15 am
Provide employees with financial literacy skills to ensure they have a realistic plan to provide retirement security. [read post]
27 Jan 2024, 9:04 pm
TRR: Your research focuses not only on pillars of financial regulation, such as bank capital and liquidity and capital markets regulation, but also emerging technologies such as artificial intelligence and digital assets. [read post]
26 Jan 2024, 1:13 pm
The district also did not have comprehensive written reserve reports or plans, or written multiyear financial and capital plans, inhibiting effective financial management. [read post]
26 Jan 2024, 1:13 pm
The district also did not have comprehensive written reserve reports or plans, or written multiyear financial and capital plans, inhibiting effective financial management. [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
26 Jan 2024, 6:00 am
The primary reasons are concerns over security and the lack of value-added features, such as rewards and loyalty programs and spend-management capabilities, says Justin Passalaqua, managing director of North America for payments provider Worldline S.A. [read post]
26 Jan 2024, 3:44 am
Where firms prefer recovery to a solvent exit, the capital management plans must comply with SS4/18 and the ‘ladder of intervention’ applies under the Solvency II regime, requiring insurers to provide the PRA with a recovery plan on Solvency Capital Requirement (SCR) breach or expected breach and a finance plan within 3 months of breach or expected breach of the Minimum Capital Requirement (MCR). [read post]
25 Jan 2024, 6:06 pm
Sculptor Capital Management: Sculptor Diversified Real Estate Income Trust Investment Focus: Stabilized, income-generating commercial real estate across various asset types. [read post]
25 Jan 2024, 6:00 am
A panel of renowned legal tech experts will explore critical areas of concern, such as privilege and confidentiality, privacy rights, data security, transparency, algorithmic bias and liability issues. [read post]
24 Jan 2024, 9:05 pm
Once again, the deployment of AI in financial services could harm consumers (through discrimination, for example), investors (by making errors in portfolio management), and financial stability (if the errors in portfolio management are widespread and correlated). [read post]
24 Jan 2024, 9:01 pm
However, I thank the staff of the Division of Corporation Finance, the Division of Investment Management, the Division of Economic and Risk Analysis, and the Office of the General Counsel for their work on this rulemaking. [read post]
23 Jan 2024, 9:01 pm
The SEC had charged AllianzGI with abandoning its investment and risk management strategies in the management of the Structural mutual funds. [read post]
