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11 Nov 2019, 7:00 am by Odia Kagan
In a complaint, the Federal Trade Commission alleges that between January 2017 and October 2018, RagingWire Data Centers, Inc. claimed in its online privacy policy that the company participated in the Privacy Shield framework and complied with the program’s requirements, even though it had allowed its certification to lapse in January 2018. [read post]
15 Feb 2024, 12:37 pm by jeffreynewmanadmin
PRESS RELEASE The United States has settled a civil fraud lawsuit against LINCARE INC., a large durable medical equipment (“DME”) supplier with approximately 700 locations throughout the United States. [read post]
10 Feb 2020, 9:22 am by Renae Lloyd
” “Brokerage firms are required to supervise their advisors to ensure that they are complying with FINRA rules. [read post]
23 Aug 2009, 6:47 am
On Thursday, Judge Mary Walrath of the United States Bankruptcy Court for the District of Delaware entered an order which puts into place certain notification and hearing procedures which have to be complied with in order for certain transfers of equity securities issued by Hayes Lemmerz International, Inc. or preferred stock issued by HLI Operating Company, Inc. [read post]
30 May 2007, 10:26 am
In a recent survey of financial services professionals, many financial advisers said that they knowingly skirted their companies' compliance regulations and are tired of complying with a regulatory framework that seems to be growing more complicated. 100 financial services professionals were surveyed by Shorewood, Minnesota-based consulting and training firm for the financial services industry Vestment Advisors Inc. 71 of the respondents were registered representatives. [read post]
19 Aug 2010, 6:19 pm
The defendants violated the TRO by urging out-of-state racetracks to terminate their simulcast signals, and most of the racetracks complied with the request. [read post]
6 Mar 2024, 11:56 am by jeffreynewmanadmin
KVK Research Inc., a generic drug manufacturer in Bucks County, Pennsylvania, pleaded guiltyto criminal charges that it introduced adulterated drugs into interstate commerce. [read post]
27 Mar 2012, 8:09 am
  However, the Patent Office refused to consider the IDS becuase it did not comply with Patent Office regulations. [read post]