Search for: "D&A Equities, LLC"
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8 Jul 2020, 8:36 am
The type of securities is purportedly equity and according to the Reg D, the total offering amount was purportedly $8,000,000. [read post]
7 Jul 2020, 12:29 pm
The type of securities is purportedly equity. [read post]
3 Jul 2020, 6:10 am
The type of securities is purportedly equity and according to the Reg D, the total offering amount sold was purportedly $9,344,200. [read post]
2 Jul 2020, 7:54 am
The company filed a form D to raise capital from investors in 2017. [read post]
2 Jul 2020, 7:35 am
The company filed a form D to raise capital from investors in 2013. [read post]
2 Jul 2020, 6:24 am
The company filed a form D to raise capital from investors in 2013. [read post]
30 Jun 2020, 2:27 pm
(Investors)$1,800,000 12-Jul-17Esquify (Investment)Network Ventures, Foley Ventures, and Bridge Investments (Investors)$710,000 21-Jun-17KNJ (Merger)Congruity360 (Merger) 17-May-17Altep, Inc.Advanced Discovery 17-May-17Discovia (Merger)Lighthouse eDiscovery (Merger) 16-May-17Zapproved (Investment)Vista Equity Partners (Investor) 2-May-17Morae Legal (Merger) New Entity Called Morae Global CorporationClutch Group (Merger) 26 - Apr - 17 [read post]
20 Jun 2020, 3:01 pm
Kelley, D/B/A Law Offices Of R. [read post]
26 May 2020, 4:45 pm
Int’l Value Advisers, LLC, No. 19-560-CV, 2020 WL 2549507 (2d Cir. [read post]
13 May 2020, 8:24 am
Publicly-available Form D and Form D amendments filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
3 May 2020, 12:33 pm
In 2011 Touloukian was terminated by Advanced Equities, Inc. [read post]
29 Apr 2020, 6:03 am
.), as well as each of their current and former directors, officers, shareholders or other equity holders, agents, employees, accountants, attorneys, and insurers … from any and all causes of action, claims, debts, costs, liabilities, and demands arising from the beginning of time until the date of this Agreement … [Each Petitioning Creditor] understands that this is a GENERAL RELEASE. [read post]
27 Apr 2020, 5:23 pm
Garlock Sealing Technologies, LLC, 869 N.E.2d 244 (I11. [read post]
27 Apr 2020, 5:23 pm
Garlock Sealing Technologies, LLC, 869 N.E.2d 244 (I11. [read post]
24 Apr 2020, 4:37 am
See Hard Candy LLC v. [read post]
17 Apr 2020, 5:48 am
According to the filings, the offering type was pooled investment and equity. [read post]
14 Apr 2020, 10:04 am
According to SEC filings, the company filed a Form D to raise capital from investors for the offering of the SQN Special Opportunity Fund LLC. [read post]
14 Apr 2020, 7:55 am
SQN Venture Partners LLC is reportedly the manager of the SQN Venture Income Fund LP, a Delaware limited partnership which was reportedly formed to make investments in leases and debt securities to emerging technology, venture backed, privately held companies and related equity securities such as warrants. [read post]
13 Apr 2020, 4:19 pm
Notably, the increase in frequency of Exchange Act securities class actions since 2018 has coincided with the end of the longest running bull market in U.S. history.[12][13] As a result, more fervent shareholder recovery efforts can be expected as the fiduciary duties of institutional investment managers are tested and global investors in the U.S. capital markets seek nontraditional equity investment returns. [read post]
13 Apr 2020, 8:23 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRAWells Fargo Advisors, LLC nka Wells Fargo Clearing Services, LLC (CRD #19616, St. [read post]
