Search for: "D & D Management and Investement, LLC"
Results 281 - 300
of 1,160
Sorted by Relevance
|
Sort by Date
27 Mar 2013, 1:43 pm
EB-5 stakeholders must act to protect the integrity of the EB-5 investment market in the wake of the SEC fraud complaint against the International Regional Center Trust of Chicago, LLC. [read post]
18 May 2017, 5:31 pm
The bank created an LLC to develop the property in a new project and entered into a development management agreement with the partnership created by the defendant and his friend. [read post]
5 Apr 2010, 3:05 pm
Fund managers cannot make false or misleading statements about the fund’s investments or how the fund is managed. [read post]
11 Oct 2017, 11:37 pm
Bringing the first group (sponsors) and the second group (investors) together allows them to purchase and manage far bigger properties than each group could manage on their own.In a (simplified) real estate syndication transaction, typically an LLC or an LP gets formed, which conducts an offering of its securities and then purchases the property using the proceeds of the offering. [read post]
20 Jul 2018, 12:52 pm
BrokerCheck shows that Owens operates his business through a d/b/a Premier Financial Resources and Premier Financial Solutions. [read post]
20 Jul 2018, 12:52 pm
BrokerCheck shows that Owens operates his business through a d/b/a Premier Financial Resources and Premier Financial Solutions. [read post]
13 Feb 2023, 5:59 am
Under the LLC Act, a person who participates materially in the management of the limited liability company, irrespective of whether the governing LLC agreement formally names such person(s) as a manager, constitutes an acting manager. [read post]
12 Mar 2014, 1:18 pm
Instead, Kennedy affiliated himself as an investment adviser representative of an RIA called SignalPoint Asset Management, LLC (“SignalPoint”), the defendant in this case. [read post]
22 Jul 2013, 5:00 am
I suppose that if Bernie Madoff set up Scumbag Bernie Investor LLC to invest in the fund that would be a mere facade to hide his ownership. [read post]
23 Aug 2010, 2:33 pm
Therefore, it appears that Relative Value Strategies, LLC was used by Ivy Asset Management Corp., now known as Ivy Asset Management LLC (collectively, “Ivy”), primarily as a fictitious name under which it operated. [read post]
4 Feb 2013, 12:16 am
Juridica Investments is another investment fund that is publicly traded in the U.K. and that has U.S. operations engaged in U.S. litigation funding. [read post]
31 Jul 2012, 8:37 am
Lifshitz has been named general counsel of Wrapports LLC, owner of Sun-Times Media, the company announced Thursday. [read post]
20 Oct 2023, 8:33 am
Gavin Newsom (D) signed legislation ( AB 39 ) requiring “digital financial assets businesses” to be licensed by the state. [read post]
14 Sep 2023, 12:21 pm
SEC Order – Elm Partners Management LLC SEC Order – Hansen and Associates Financial Group Inc SEC Order – Linden Thomas Advisory Services LLC SEC Order – Macroclimate LLC SEC Order – McElhenny Sheffield Capital Management LLC SEC Order – MRA Advisory Group SEC Order – Trowbridge Capital Partners LLC [read post]
28 Nov 2011, 3:00 am
Morgan Investment Management Inc., No. 227, due to the circumstance that both cases raise issues involving a preemption defense under the anti-fraud provisions of New York's Martin Act governing the sale of publicly offered securities. [read post]
30 Nov 2011, 2:00 am
Adviser Sanctioned for Filing False Information on Form ADV and Failing to Disclose to Clients Its Precarious Financial Condition LPB Capital d/b/a Family Office Group, LLC and Gary G. [read post]
8 Jan 2016, 10:02 am
Capital Advisors LLC, an entity founded and controlled by Cohen. [read post]
2 Dec 2017, 12:00 am
It’s not going to be the kind of rewarding event, as if you’d hit the lotto, or made a great bet at the casino, or something like that. [read post]
1 Apr 2024, 6:44 am
Under Second Circuit precedent, an exempt director can include a “director by deputization,” or an investor who deputizes an individual to serve as its representative on the issuer’s board.That was the case here: both the Chief Investment Officer and a managing director of the short-swing purchaser, Armistice Capital, sat on the issuer’s board. [read post]
6 Feb 2023, 11:15 am
Grayscale Investments, LLC, filed in Delaware Chancery Court on December 6, 2022. [read post]
