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24 Mar 2017, 9:10 am by Patricia A. Clark, Ph.D.
In this case, plaintiffs Crane Security Technologies, Inc. and Visual Physics, LLC, a wholly-owned subsidiary of Crane Technologies, Inc. [read post]
22 Jan 2007, 8:36 am
., Jan. 22 /PRNewswire/ -- Clearwell Systems, Inc., a pioneer in Email Intelligence, today announced the Clearwell Intelligence Platform(TM) has been used to analyze more than 100 million emails and documents in response to eDiscovery requests, regulatory inquiries and corporate investigations. [read post]
29 Sep 2016, 9:56 am by Riana Pfefferkorn
In the wake of the FBI’s efforts earlier this year to force Apple Inc. to decrypt data on a mobile phone used by one of the San Bernardino shooters, Americans are hotly debating whether the U.S. government can or should require companies to design their systems to ensure government access to unencrypted private data. [read post]
23 Sep 2016, 8:48 am by D. Daxton White
IPI also allegedly failed to maintain a supervisory system meant to comply with securities industry rules, the settlement document showed. [read post]
10 Jan 2013, 6:00 am by Attorney Theodore Ronca
Stack, CPA, Director of Operations, Amaxx Risk Solutions, Inc. is an expert in employer communication systems and part of the Amaxx team helping companies reduce their workers compensation costs by 20% to 50%. [read post]
20 Feb 2008, 12:42 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
20 Feb 2008, 12:42 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
16 May 2008, 1:39 am
Documents listed are accessible through subscription to the GalleryWatch.com service. [read post]
27 Sep 2011, 2:00 am by Kara OBrien
In 1975, Congress passed what became known as the Tower Amendment, which prohibits the SEC and the MSRB from requiring municipal securities issuer to file any type of “application, report or document” in connection with the issuance of securities. [read post]
17 Dec 2023, 9:03 pm by renholding
Today [December 15], the Commission denied a Petition for Rulemaking[1] filed on behalf of Coinbase Global, Inc. [read post]
18 Nov 2010, 9:16 am by brian
Mortgage Electronic Registration Systems, Inc., commonly referred to as “MERS,” is the recorded owner of over half of the nation’s residential mortgages. [read post]
18 May 2011, 12:39 pm
Previously, the public had to contact FINRA to obtain copies of these documents, or obtain them by Subpoena and also pay up to $25 per document. [read post]
23 Jan 2015, 6:56 am by Adam Weinstein
On various dates in August and September 2014, FINRA sent Casson a request for documents concerning allegations that he participated in a private securities transactions. [read post]