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26 Jan 2014, 6:55 am
Furthermore, many of the proposed regulatory responses for shadow banking have policy trade-offs analogous to regulatory policies in banking, and some shadow banking sectors already have a financial regulatory regime (such as securities regulations). [read post]
13 Oct 2011, 6:14 am
Additionally, banks can engage in proprietary trading if they are hedging while trading on behalf of a customer. [read post]
12 Oct 2011, 10:31 am
A banking entity seeking an extension must submit a written request to the Board at least 90 days prior to the expiration of the applicable time period, providing the reasons why the extension should be granted and a detailed explanation of the banking entity’s plan for reducing or conforming its investments.In addition, the extension request must address a number of relevant factors, including whether the… [read post]
14 Dec 2011, 6:47 am
We focus on large, publicly traded bank holding companies (BHCs) in the U.S., which are the banks that are mentioned most often in the context of the crisis. [read post]
15 Oct 2023, 7:18 pm
Five highlights from this week: Bias, fairness, and other ethical dimensions in artificial intelligence; US Warns EU’s Landmark AI Policy Will Only Benefit Big Tech; Federal Reserve Vice Chair for Supervision Michael Barr said generative artificial intelligence could lead to a cybersecurity "arms race" for bank; Exporting the Surveillance State via Trade in AI; and Does Human-Algorithm Feedback Loop Lead to Error Propagation? [read post]
24 Mar 2010, 9:46 am
The letter comes after Obama gave a March 11 speech to the Export-Import Bank, in which he voiced strong support for ACTA, an executive agreement still under discussion by potential signatories.Union and Trade Association letter to Obama [read post]
19 Nov 2014, 8:54 am
The recent “Asian Economic Integration Monitor” (November 2014) published by the Asian Development Bank (ADB) calls for “unilateral multilateralization” of various trade preferences from preexisting FTAs. [read post]
11 Oct 2011, 4:30 am
In a letter to the SEC and banking agencies implementing the Volcker Rule in Section 619 of the Dodd-Frank Act, prominent House Democrats decried the broad exceptions from the ban on proprietary trading in the leaked draft proposal of the implementing regulations. [read post]
22 Apr 2008, 12:19 pm
The markets that normally trade these assets have, in effect, closed, so it has become very difficult for banks to exchange these assets for cash - the assets are currently ‘illiquid'. [read post]
17 Jan 2014, 11:39 am
Dr Paul Fryer reviews the Research Handbook on Insider Trading edited by yours truly in 2014 Journal of International Banking Law and Regulation 64-65: This handbook, edited by Stephen M. [read post]
4 Dec 2018, 6:39 pm
(Reuters) - Wall Street tumbled more than 3 percent on Tuesday, led lower by bank and industrial shares, as the U.S. bond market sent unsettling signs about economic growth and investors worried anew about global trade. [read post]
14 Nov 2014, 8:45 am
Benjamin Lester (Federal Reserve Bank of Philadelphia), Ludo Visschers (The University of Edinburgh & Universidad Carlos III, Madrid), and Ronald Wolthoff (University of Toronto) explain Meeting Technologies and Optimal Trading. [read post]
2 Oct 2012, 11:49 am
In a case involving all of the hallmarks of the housing and economic crisis, on September 25, 2012 the SEC announced that it had charged three Nebraska bank executives and the CEO’s son with violations of securities fraud and insider trading laws stemming from subprime lending, undercapitalization, and the ultimate demise of TierOne Bank. [read post]
2 Mar 2016, 3:01 am
The most common form of personal guarantee is one given to a bank to underwrite a limited company's debt to the bank. [read post]
2 Mar 2016, 3:01 am
It is quite often the case that trade suppliers will require personal guarantees before they will open a credit account and trade with an organisation. [read post]
25 Jan 2012, 11:37 am
Females worked in health care and social assistance (18%), educational services (12%), and retail trade (12%) [read post]
15 Jul 2019, 2:18 pm
Under the final rule that was adopted, community banks with $10 billion or less in total consolidated assets, and which have total trading assets and liabilities that are 5% or less than such community bank’s total consolidated assets, will be excluded from the Volcker Rule. [read post]
2 Sep 2011, 2:15 pm
Breaking: The U.S. federal regulator for mortgage giants Fannie Mae and Freddie Mac Friday filed lawsuits against 17 of the nation’s largest banks over soured mortgage bonds, aiming to recoup billions of dollars in losses from the failed investments. [read post]
17 Feb 2011, 9:47 am
The scheme alleged in the suits goes like this: the pension fund contracts with the bank as the custodian of its assets; the pension fund also contracts with an investment manager to invest pension fund assets in foreign securities; the investment manager needs to convert dollars to foreign currency, or vice versa, each time it trades in foreign securities for the pension fund; under "standing instructions" between the bank and the investment manager,… [read post]
22 Sep 2020, 7:13 am
In Kraken’s blog post announcing the approval of its SPDI application, the company stated that it intends to offer a wide range of banking services, from allowing customers to pay bills and receive salaries in cryptocurrency to incorporating digital assets into investment and trading portfolios. [read post]
